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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBE
651
Obsidian Energy
OBE
$662M
– –
-6
Closed –
OC icon
652
Owens Corning
OC
$12.4B
– –
-250
Closed -$16K
OEF icon
653
iShares S&P 100 ETF
OEF
$20.6B
– –
-300
Closed -$39K
OGE icon
654
OGE Energy
OGE
$9.71B
– –
-732
Closed -$33K
OGI
655
Organigram Holdings
OGI
$139M
– –
-25
Closed –
OGIG icon
656
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
– –
-1,950
Closed -$46K
OHI icon
657
Omega Healthcare
OHI
$14.7B
– –
-1,808
Closed -$76K
ORLY icon
658
O'Reilly Automotive
ORLY
$76.3B
– –
-915
Closed -$24K
OUSM icon
659
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$907M
– –
-1,201
Closed -$33K
OVV icon
660
Ovintiv
OVV
$16.4B
– –
-3
Closed –
OXY icon
661
Occidental Petroleum
OXY
$55.9B
– –
-1,025
Closed -$46K
PAG icon
662
Penske Automotive Group
PAG
$14.2B
– –
-38
Closed -$2K
PANW icon
663
Palo Alto Networks
PANW
$297B
– –
-2,778
Closed -$94K
PARA
664
DELISTED
Paramount Global Class B
PARA
– –
-81
Closed -$3K
PAYC icon
665
Paycom
PAYC
$10B
– –
-250
Closed -$52K
PAYX icon
666
Paychex
PAYX
$42.7B
– –
-200
Closed -$17K
PBA icon
667
Pembina Pipeline
PBA
$27.6B
– –
-321
Closed -$12K
PBE icon
668
Invesco Biotechnology & Genome ETF
PBE
$292M
– –
-120
Closed -$6K
PBJ icon
669
Invesco Food & Beverage ETF
PBJ
$107M
– –
-150
Closed -$5K
PBR icon
670
Petrobras
PBR
$116B
– –
-251
Closed -$4K
PBT
671
Permian Basin Royalty Trust
PBT
$1.49B
– –
-2,446
Closed -$13K
PCAR icon
672
PACCAR
PCAR
$70.1B
– –
-534
Closed -$25K
PCEF icon
673
Invesco CEF Income Composite ETF
PCEF
$814M
– –
-3,200
Closed -$72K
PCG icon
674
PG&E
PCG
$38.5B
– –
-3,965
Closed -$40K
PCM
675
PCM Fund
PCM
$70.1M
– –
-200
Closed -$2K
25 26
27
28 29

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PHS
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MAM
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KCM
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DAM
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MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.