We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBS icon
651
UBS Group
UBS
$176B
$17K 0.01%
1,475
-224
-13% -$2.75K
WDFC icon
652
WD-40
WDFC
$3.15B
$17K 0.01%
107
– –
AY
653
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$17K 0.01%
790
– –
AKAM icon
654
Akamai
AKAM
$17.8B
$16K 0.01%
200
– –
AON icon
655
Aon
AON
$76.4B
$16K 0.01%
84
– –
HPE icon
656
Hewlett Packard
HPE
$70.5B
$16K 0.01%
1,073
+150
+16% +$2.27K
MKC icon
657
McCormick & Company Non-Voting
MKC
$14.1B
$16K 0.01%
218
+200
+1,111% +$15.4K
NEE icon
658
NextEra Energy
NEE
$179B
$16K 0.01%
328
-4
-1% -$197
QUAL icon
659
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$16K 0.01%
180
– –
SR icon
660
Spire
SR
$4.78B
$16K 0.01%
200
– –
SU icon
661
Suncor Energy
SU
$74.2B
$16K 0.01%
517
-180
-26% -$5.76K
ARKG icon
662
ARK Genomic Revolution ETF
ARKG
$1.66B
$15K ﹤0.01%
450
-250
-36% -$8.01K
AVK
663
Advent Convertible and Income Fund
AVK
$561M
$15K ﹤0.01%
1,054
– –
EQR icon
664
Equity Residential
EQR
$25.4B
$15K ﹤0.01%
200
– –
FLRN icon
665
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$15K ﹤0.01%
500
– –
HAL icon
666
Halliburton
HAL
$26.5B
$15K ﹤0.01%
687
-610
-47% -$15.8K
IONS icon
667
Ionis Pharmaceuticals
IONS
$9.01B
$15K ﹤0.01%
246
+120
+95% +$8.48K
IYT icon
668
iShares US Transportation ETF
IYT
$2.28B
$15K ﹤0.01%
324
– –
JNK icon
669
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$15K ﹤0.01%
146
-121
-45% -$13.1K
LRGF icon
670
iShares US Equity Factor ETF
LRGF
$3.69B
$15K ﹤0.01%
493
– –
MAR icon
671
Marriott International
MAR
$94.2B
$15K ﹤0.01%
114
– –
PSEC icon
672
Prospect Capital
PSEC
$1.09B
$15K ﹤0.01%
2,450
– –
RGLD icon
673
Royal Gold
RGLD
$18.3B
$15K ﹤0.01%
150
– –
SHOP icon
674
Shopify
SHOP
$187B
$15K ﹤0.01%
500
– –
AVB icon
675
AvalonBay Communities
AVB
$27.1B
$14K ﹤0.01%
69
– –
25 26
27
28 29

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
LCM
Legato Capital Management San Francisco, California $1.1B AUM 61.65% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return

Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.