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GSWM
Golden State Wealth Management Portfolio holdings
AUM
$1.1B
1-Year Est. Return
27.5%
This Fund
S&P 500
This Quarter
Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
(-57%)
Cap. Flow
-$252M
Cap. Flow
% of AUM
-110.97%
Top 10 Holdings %
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$29.5M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.8M |
| 3 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$6.12M |
| 4 |
Apple
AAPL
|
+$5.85M |
| 5 |
First Trust Capital Strength ETF
FTCS
|
+$5.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Broad Market ETF
SCHB
|
+$59.1M |
| 2 |
First Trust Large Cap Value AlphaDEX Fund
FTA
|
+$56.9M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$56.2M |
| 4 |
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
|
+$53.9M |
| 5 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$47.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.88% |
| 2 | Financials | 4.72% |
| 3 | Consumer Discretionary | 4.54% |
| 4 | Communication Services | 4.02% |
| 5 | Healthcare | 2.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Regions Financial
RF
$26.8B
| $10K | ﹤0.01% |
+1,084
| New | +$15.2K |
|
|
SEVN
627
Seven Hills Realty Trust
SEVN
$174M
| $10K | ﹤0.01% |
+982
| New | +$17.8K |
|
628
Steel Dynamics
STLD
$37.6B
| $10K | ﹤0.01% |
+423
| New | +$11.6K |
|
629
Truist Financial
TFC
$64B
| $10K | ﹤0.01% |
+320
| New | +$15.1K |
|
630
T. Rowe Price
TROW
$24.3B
| $10K | ﹤0.01% |
+102
| New | +$12.5K |
|
631
Under Armour Class C
UA
$2.53B
| $10K | ﹤0.01% |
+1,287
| New | +$18.5K |
|
632
Zscaler
ZS
$27.3B
| $10K | ﹤0.01% |
+160
| New | +$8.81K |
|
|
ABB
633
DELISTED
ABB Ltd
ABB
| $10K | ﹤0.01% |
+595
| New | +$13K |
|
|
PFPT
634
DELISTED
Proofpoint, Inc.
PFPT
| $10K | ﹤0.01% |
+100
| New | +$11.7K |
|
635
AllianceBernstein
AB
$3.47B
| $9K | ﹤0.01% |
+511
| New | +$15.1K |
|
636
ASML
ASML
$669B
| $9K | ﹤0.01% |
+36
| New | +$10.2K |
|
637
Cigna
CI
$74.6B
| $9K | ﹤0.01% |
+51
| New | +$9.89K |
|
638
Delta Air Lines
DAL
$60.1B
| $9K | ﹤0.01% |
300
-4,318
| -94% | -$214K |
|
639
Invesco DB Oil Fund
DBO
$366M
| $9K | ﹤0.01% |
+1,440
| New | +$12.3K |
|
640
Dropbox
DBX
$8.12B
| $9K | ﹤0.01% |
+507
| New | +$9.22K |
|
641
Emerson Electric
EMR
$88.3B
| $9K | ﹤0.01% |
+190
| New | +$12.5K |
|
642
Kiora Pharmaceuticals
KPRX
$11.7M
| $9K | ﹤0.01% |
+5
| New | +$10.8K |
|
643
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
| $9K | ﹤0.01% |
+656
| New | +$9.94K |
|
644
PPG Industries
PPG
$26.6B
| $9K | ﹤0.01% |
+109
| New | +$12.1K |
|
645
Rio Tinto
RIO
$164B
| $9K | ﹤0.01% |
+200
| New | +$10.3K |
|
646
Suncor Energy
SU
$70.3B
| $9K | ﹤0.01% |
+600
| New | +$15.7K |
|
|
WSR
647
DELISTED
Whitestone REIT
WSR
| $9K | ﹤0.01% |
+1,425
| New | +$16.8K |
|
648
State Street SPDR S&P Transportation ETF
XTN
$398M
| $9K | ﹤0.01% |
+200
| New | +$11.6K |
|
649
Box
BOX
$4.6B
| $8K | ﹤0.01% |
+550
| New | +$8.19K |
|
650
Beyond Meat
BYND
$277M
| $8K | ﹤0.01% |
+113
| New | +$11K |
|
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Golden State Wealth Management's Q1 2020 Portfolio in Review
As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.
Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.
- Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
- Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
- Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
- Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
- Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
- Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
- Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.
Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.