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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
601
Intercontinental Exchange
ICE
$83.5B
$22K 0.01%
256
– –
MCK icon
602
McKesson
MCK
$102B
$22K 0.01%
170
– –
ORLY icon
603
O'Reilly Automotive
ORLY
$76.3B
$22K 0.01%
915
-750
-45% -$19K
RFDI icon
604
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$22K 0.01%
400
-184
-32% -$10.4K
SHYG icon
605
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$22K 0.01%
485
– –
WOLF icon
606
Wolfspeed
WOLF
$1.45B
$22K 0.01%
401
+100
+33% +$6.11K
RTL
607
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$22K 0.01%
2,088
– –
BGR icon
608
BlackRock Energy and Resources Trust
BGR
$406M
$21K 0.01%
1,830
– –
CLF icon
609
Cleveland-Cliffs
CLF
$7.06B
$21K 0.01%
2,010
-8,196
-80% -$80.8K
LEGR icon
610
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$132M
$21K 0.01%
700
-100
-13% -$2.97K
NSC icon
611
Norfolk Southern
NSC
$76.9B
$21K 0.01%
109
– –
CHKP icon
612
Check Point Software Technologies
CHKP
$12.6B
$20K 0.01%
176
– –
EMLC icon
613
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
$20K 0.01%
582
– –
ETY icon
614
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$20K 0.01%
1,700
– –
HYS icon
615
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$20K 0.01%
202
– –
IGSB icon
616
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$20K 0.01%
378
– –
MPC icon
617
Marathon Petroleum
MPC
$84.3B
$20K 0.01%
358
– –
PKG icon
618
Packaging Corp of America
PKG
$22.5B
$20K 0.01%
218
-306
-58% -$29.5K
PLD icon
619
Prologis
PLD
$130B
$20K 0.01%
255
– –
SNY icon
620
Sanofi
SNY
$104B
$20K 0.01%
470
-44
-9% -$1.87K
ARKK icon
621
ARK Innovation ETF
ARKK
$6.01B
$19K 0.01%
400
-8
-2% -$364
AXON
622
Axon Enterprise
AXON
$42.4B
$19K 0.01%
+300
New +$19.6K
EWX icon
623
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$689M
$19K 0.01%
433
-1
-0.2% -$44
GRX
624
Gabelli Healthcare & Wellness Trust
GRX
$144M
$19K 0.01%
1,811
– –
KMI icon
625
Kinder Morgan
KMI
$69.7B
$19K 0.01%
934
-117
-11% -$2.36K
23 24
25
26 27

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KCM
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PWA
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.