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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
576
Blackrock
BLK
$174B
$25K 0.01%
54
-129
-70% -$58.4K
BSV icon
577
Vanguard Short-Term Bond ETF
BSV
$44.6B
$25K 0.01%
312
-2,974
-91% -$237K
ET icon
578
Energy Transfer Partners
ET
$71.4B
$25K 0.01%
1,823
– –
FDM icon
579
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
$25K 0.01%
565
– –
JCI icon
580
Johnson Controls International
JCI
$94B
$25K 0.01%
613
+1
+0.2% +$38
MGM icon
581
MGM Resorts International
MGM
$11.5B
$25K 0.01%
900
– –
PCAR icon
582
PACCAR
PCAR
$69.7B
$25K 0.01%
533
– –
SCHO icon
583
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$25K 0.01%
1,000
-230
-19% -$5.78K
LLL
584
DELISTED
L3 Technologies, Inc.
LLL
$25K 0.01%
104
– –
CNNE icon
585
Cannae Holdings
CNNE
$649M
$24K 0.01%
857
– –
FAF icon
586
First American
FAF
$7.61B
$24K 0.01%
453
– –
HEDJ icon
587
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$24K 0.01%
740
-800
-52% -$26.3K
NDAQ icon
588
Nasdaq
NDAQ
$52.3B
$24K 0.01%
750
– –
SPH icon
589
Suburban Propane Partners
SPH
$1.17B
$24K 0.01%
1,000
– –
THW
590
abrdn World Healthcare Fund
THW
$545M
$24K 0.01%
1,932
+27
+1% +$339
UTG icon
591
Reaves Utility Income Fund
UTG
$3.58B
$24K 0.01%
686
+9
+1% +$311
CPRX
592
DELISTED
Catalyst Pharmaceutical
CPRX
$23K 0.01%
+6,000
New +$25.9K
FNKO icon
593
Funko
FNKO
$300M
$23K 0.01%
950
– –
INGR icon
594
Ingredion
INGR
$6.56B
$23K 0.01%
284
+2
+0.7% +$172
OC icon
595
Owens Corning
OC
$12.3B
$23K 0.01%
400
– –
MTOR
596
DELISTED
MERITOR, Inc.
MTOR
$23K 0.01%
967
– –
AGN
597
DELISTED
Allergan plc
AGN
$23K 0.01%
141
-350
-71% -$48.5K
DGRS icon
598
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$22K 0.01%
632
– –
FLOT icon
599
iShares Floating Rate Bond ETF
FLOT
$10.3B
$22K 0.01%
449
– –
GM icon
600
General Motors
GM
$76.2B
$22K 0.01%
591
– –
22 23
24
25 26

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MIA
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.