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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEG icon
551
Leggett & Platt
LEG
$1.31B
– –
-246
Closed -$10K
LGMK
552
DELISTED
LogicMark
LGMK
– –
0
– –
LHX icon
553
L3Harris
LHX
$53.4B
– –
-156
Closed -$33K
LIN icon
554
Linde
LIN
$226B
– –
-110
Closed -$21K
LIT icon
555
Global X Lithium & Battery Tech ETF
LIT
$1.6B
– –
-534
Closed -$13K
LITE icon
556
Lumentum
LITE
$69.5B
– –
-288
Closed -$15K
LMBS icon
557
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
– –
-5,625
Closed -$292K
LMT icon
558
Lockheed Martin
LMT
$136B
– –
-5,154
Closed -$2.01M
LNC icon
559
Lincoln National
LNC
$8.88B
– –
-182
Closed -$11K
LOCO icon
560
El Pollo Loco
LOCO
$460M
– –
-700
Closed -$8K
LOW icon
561
Lowe's Companies
LOW
$125B
– –
-2,427
Closed -$267K
LPLA icon
562
LPL Financial
LPLA
$28.5B
– –
-582
Closed -$48K
LQDT icon
563
Liquidity Services
LQDT
$1.3B
– –
-5,950
Closed -$44K
LRCX icon
564
Lam Research
LRCX
$388B
– –
-4,290
Closed -$99K
LRGF icon
565
iShares US Equity Factor ETF
LRGF
$3.71B
– –
-493
Closed -$16K
LULU icon
566
lululemon athletica
LULU
$14.5B
– –
-170
Closed -$33K
LUMN icon
567
Lumen
LUMN
$6.56B
– –
-264
Closed -$3K
LVS icon
568
CALL
Las Vegas Sands
LVS
$29.7B
– –
-6
Closed -$2K
LVS icon
569
Las Vegas Sands
LVS
$29.7B
– –
-3,180
Closed -$184K
LYFT icon
570
Lyft
LYFT
$6.53B
– –
-3,130
Closed -$128K
M icon
571
Macy's
M
$6.73B
– –
-7,708
Closed -$120K
MA icon
572
Mastercard
MA
$493B
– –
-1,373
Closed -$373K
MAR icon
573
Marriott International
MAR
$92.7B
– –
-114
Closed -$14K
MAS icon
574
Masco
MAS
$15.3B
– –
-19
Closed -$1K
MAT icon
575
Mattel
MAT
$4.25B
– –
-200
Closed -$2K
21 22
23
24 25

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.