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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CX icon
551
Cemex
CX
$16.3B
$30K 0.01%
7,281
+4,000
+122% +$17.9K
EBAY icon
552
eBay
EBAY
$48.9B
$30K 0.01%
768
-1,707
-69% -$64.2K
IEMG icon
553
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$30K 0.01%
586
-428
-42% -$21.9K
KEY icon
554
KeyCorp
KEY
$24.3B
$30K 0.01%
1,731
– –
BME icon
555
BlackRock Health Sciences Trust
BME
$562M
$29K 0.01%
767
– –
HDV
556
iShares Core High Dividend ETF
HDV
$14.8B
$29K 0.01%
1,555
-620
-29% -$11.6K
PGF icon
557
Invesco Financial Preferred ETF
PGF
$672M
$29K 0.01%
1,600
– –
SHY icon
558
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$29K 0.01%
343
+1
+0.3% +$84
XBI icon
559
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$29K 0.01%
335
– –
AZN icon
560
AstraZeneca
AZN
$250B
$28K 0.01%
350
– –
KEYS icon
561
Keysight
KEYS
$57.6B
$28K 0.01%
312
– –
RVTY icon
562
Revvity
RVTY
$12.7B
$28K 0.01%
300
-140
-32% -$13K
MMP
563
DELISTED
Magellan Midstream Partners, L.P.
MMP
$28K 0.01%
450
– –
AAOI icon
564
Applied Optoelectronics
AAOI
$9.97B
$27K 0.01%
2,675
-1,600
-37% -$17.1K
BOND icon
565
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$27K 0.01%
255
– –
SYSB
566
iShares Systematic Bond ETF
SYSB
$1.17B
$27K 0.01%
271
– –
HYLB icon
567
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$27K 0.01%
680
+9
+1% +$358
VIOV icon
568
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.88B
$27K 0.01%
430
– –
VOX icon
569
Vanguard Communication Services ETF
VOX
$5.73B
$27K 0.01%
312
-6
-2% -$519
EMR icon
570
Emerson Electric
EMR
$87.5B
$26K 0.01%
390
– –
SPG icon
571
Simon Property Group
SPG
$71.9B
$26K 0.01%
168
– –
WM icon
572
Waste Management
WM
$91.5B
$26K 0.01%
232
-205
-47% -$22.2K
XSOE icon
573
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
$26K 0.01%
+902
New +$25.8K
RDS.B
574
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$26K 0.01%
400
-105
-21% -$6.83K
ABM icon
575
ABM Industries
ABM
$2.84B
$25K 0.01%
625
– –
21 22
23
24 25

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.