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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIV icon
526
Global X Autonomous & Electric Vehicles ETF
DRIV
$395M
$17K 0.01%
+1,500
New +$20.8K
OPPJ
527
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$284M
$17K 0.01%
+1,000
New +$19.1K
EMLC icon
528
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$17K 0.01%
+582
New +$18.7K
JCI icon
529
Johnson Controls International
JCI
$91.8B
$17K 0.01%
+617
New +$23K
MKC icon
530
McCormick & Company Non-Voting
MKC
$14.4B
$17K 0.01%
+240
New +$18.6K
MPC icon
531
Marathon Petroleum
MPC
$86.7B
$17K 0.01%
+734
New +$33.8K
RA
532
Brookfield Real Assets Income Fund
RA
$707M
$17K 0.01%
+1,136
New +$22.7K
VRTX icon
533
Vertex Pharmaceuticals
VRTX
$135B
$17K 0.01%
+71
New +$16.3K
SPCE.U
534
DELISTED
Virgin Galactic Holdings, Inc. Units, each consisting of one share of Common Stock and one-third of
SPCE.U
$17K 0.01%
+1,000
New +$22.2K
DGRS icon
535
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$413M
$16K 0.01%
+632
New +$21K
FE icon
536
FirstEnergy
FE
$27.2B
$16K 0.01%
+400
New +$18.6K
GM icon
537
General Motors
GM
$76.3B
$16K 0.01%
+751
New +$22.9K
GRX
538
Gabelli Healthcare & Wellness Trust
GRX
$146M
$16K 0.01%
+1,811
New +$19.2K
KR icon
539
Kroger
KR
$34.7B
$16K 0.01%
+545
New +$16K
MJ icon
540
Amplify Alternative Harvest ETF
MJ
$106M
$16K 0.01%
+117
New +$20.8K
NSC icon
541
Norfolk Southern
NSC
$75.2B
$16K 0.01%
+109
New +$20.1K
ROUS icon
542
Hartford Multifactor US Equity ETF
ROUS
$724M
$16K 0.01%
+602
New +$19K
VGSH icon
543
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$16K 0.01%
+250
New +$15.3K
AOR icon
544
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$15K 0.01%
+372
New +$17.1K
ETW
545
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$15K 0.01%
+1,966
New +$18.4K
NTRA icon
546
Natera
NTRA
$46.3B
$15K 0.01%
+500
New +$16.7K
OUSM icon
547
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$884M
$15K 0.01%
+700
New +$18.8K
SPGM icon
548
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
$15K 0.01%
+460
New +$18.4K
VRNT
549
DELISTED
Verint Systems
VRNT
$15K 0.01%
+697
New +$18.7K
CERN
550
DELISTED
Cerner Corp
CERN
$15K 0.01%
+236
New +$16.8K
20 21
22
23 24

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MAM
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KCM
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MIA
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.