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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
526
Liquidity Services
LQDT
$1.31B
$36K 0.01%
5,950
– –
MFIC icon
527
MidCap Financial Investment
MFIC
$800M
$36K 0.01%
2,333
– –
RLY icon
528
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$36K 0.01%
1,460
-294
-17% -$7.36K
SPSB icon
529
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
$36K 0.01%
1,191
+23
+2% +$703
CEM
530
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$36K 0.01%
606
– –
AMCX icon
531
AMC Global Media
AMCX
$490M
$35K 0.01%
650
-100
-13% -$5.64K
BLCN
532
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$35K 0.01%
1,550
-150
-9% -$3.44K
TEL icon
533
TE Connectivity
TEL
$62.3B
$35K 0.01%
370
– –
TTE icon
534
TotalEnergies
TTE
$191B
$35K 0.01%
639
-69
-10% -$3.77K
AMAT icon
535
Applied Materials
AMAT
$419B
$34K 0.01%
764
-508
-40% -$21.4K
FPF
536
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$34K 0.01%
1,500
– –
GAB icon
537
Gabelli Equity Trust
GAB
$1.76B
$33K 0.01%
5,514
– –
GLW icon
538
Corning
GLW
$135B
$33K 0.01%
1,000
– –
GER
539
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$33K 0.01%
702
– –
CHCO icon
540
City Holding Co
CHCO
$2.04B
$32K 0.01%
427
-1
-0.2% -$77
OUSM icon
541
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$902M
$32K 0.01%
1,201
+1
+0.1% +$27
PAYX icon
542
Paychex
PAYX
$42.7B
$32K 0.01%
400
– –
XEL icon
543
Xcel Energy
XEL
$48.1B
$32K 0.01%
550
– –
PEI
544
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$32K 0.01%
333
– –
AMLP icon
545
Alerian MLP ETF
AMLP
$12.9B
$31K 0.01%
643
-277
-30% -$13.7K
OEF icon
546
iShares S&P 100 ETF
OEF
$20.5B
$31K 0.01%
240
– –
OGE icon
547
OGE Energy
OGE
$9.67B
$31K 0.01%
732
– –
SPYV icon
548
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$31K 0.01%
1,014
– –
STM icon
549
STMicroelectronics
STM
$47.5B
$31K 0.01%
1,775
– –
AOR icon
550
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.7B
$30K 0.01%
653
-867
-57% -$39.1K
20 21
22
23 24

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PWA
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.