We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
501
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$39K 0.01%
4,800
– –
HR icon
502
Healthcare Realty
HR
$6.97B
$39K 0.01%
1,428
– –
IYH icon
503
iShares US Healthcare ETF
IYH
$3.48B
$39K 0.01%
1,000
-80
-7% -$3.03K
JFR icon
504
Nuveen Floating Rate Income Fund
JFR
$1.24B
$39K 0.01%
4,018
-2,837
-41% -$28K
NIO icon
505
NIO
NIO
$11.4B
$39K 0.01%
15,675
-30,300
-66% -$122K
SO icon
506
Southern Company
SO
$106B
$39K 0.01%
714
+131
+22% +$7.01K
VAW icon
507
Vanguard Materials ETF
VAW
$3.09B
$39K 0.01%
306
– –
GWX icon
508
State Street SPDR S&P International Small Cap ETF
GWX
$904M
$38K 0.01%
1,270
+109
+9% +$3.29K
RWO icon
509
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$38K 0.01%
764
-87
-10% -$4.35K
SPLV icon
510
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$38K 0.01%
692
– –
WBA
511
DELISTED
Walgreens Boots Alliance
WBA
$38K 0.01%
+704
New +$37.4K
Z icon
512
Zillow
Z
$7.18B
$38K 0.01%
830
-22
-3% -$876
GCBC icon
513
Greene County Bancorp
GCBC
$587M
$37K 0.01%
2,566
-514
-17% -$7.7K
NLY icon
514
Annaly Capital Management
NLY
$17B
$37K 0.01%
1,027
– –
SDIV icon
515
Global X SuperDividend ETF
SDIV
$1.2B
$37K 0.01%
717
+150
+26% +$7.87K
SWK icon
516
Stanley Black & Decker
SWK
$15.5B
$37K 0.01%
262
-50
-16% -$7.04K
SWKS icon
517
Skyworks Solutions
SWKS
$10B
$37K 0.01%
490
+25
+5% +$1.98K
UA icon
518
Under Armour Class C
UA
$2.74B
$37K 0.01%
1,672
+225
+16% +$4.68K
ETFC
519
DELISTED
E*Trade Financial Corporation
ETFC
$37K 0.01%
850
-100
-11% -$4.78K
ADEA icon
520
Adeia
ADEA
$3.16B
$36K 0.01%
6,725
– –
BMRC icon
521
Bank of Marin Bancorp
BMRC
$467M
$36K 0.01%
898
– –
CL icon
522
Colgate-Palmolive
CL
$73.7B
$36K 0.01%
508
+34
+7% +$2.41K
DVYE icon
523
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$36K 0.01%
901
+19
+2% +$761
GLPI icon
524
Gaming and Leisure Properties
GLPI
$12.8B
$36K 0.01%
948
-1
-0.1% -$40
IWR icon
525
iShares Russell Mid-Cap ETF
IWR
$56.7B
$36K 0.01%
657
-168
-20% -$9.22K
19 20
21
22 23

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.