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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
476
American Airlines Group
AAL
$9.93B
$23K 0.01%
+1,900
New +$43.3K
CX icon
477
Cemex
CX
$16.3B
$23K 0.01%
+11,000
New +$37.2K
SYSB
478
iShares Systematic Bond ETF
SYSB
$1.17B
$23K 0.01%
+231
New +$23.3K
FLOT icon
479
iShares Floating Rate Bond ETF
FLOT
$10.5B
$23K 0.01%
+474
New +$23.7K
GAB icon
480
Gabelli Equity Trust
GAB
$1.79B
$23K 0.01%
+5,514
New +$30.4K
LQDT icon
481
Liquidity Services
LQDT
$1.28B
$23K 0.01%
+5,950
New +$28.3K
LRGE icon
482
ClearBridge Large Cap Growth Select ETF
LRGE
$382M
$23K 0.01%
+700
New +$25.8K
QUS icon
483
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.58B
$23K 0.01%
+301
New +$27.1K
SONY icon
484
Sony
SONY
$140B
$23K 0.01%
+1,920
New +$25.2K
SPHY icon
485
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$23K 0.01%
+1,028
New +$26K
HDV
486
iShares Core High Dividend ETF
HDV
$15B
$22K 0.01%
+1,530
New +$27K
PARA
487
DELISTED
Paramount Global Class B
PARA
$22K 0.01%
+1,556
New +$44.6K
PCAR icon
488
PACCAR
PCAR
$69.1B
$22K 0.01%
+540
New +$25.4K
XBI icon
489
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$22K 0.01%
+285
New +$25.2K
AXON
490
Axon Enterprise
AXON
$48.4B
$21K 0.01%
+300
New +$22.5K
FUN icon
491
Cedar Fair
FUN
$1.62B
$21K 0.01%
+1,162
New +$51K
HEFA icon
492
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$21K 0.01%
+850
New +$24.2K
IWR icon
493
iShares Russell Mid-Cap ETF
IWR
$57.5B
$21K 0.01%
+488
New +$26.9K
ROSC icon
494
Hartford Multifactor Small Cap ETF
ROSC
$62M
$21K 0.01%
+1,000
New +$26.9K
SIZE icon
495
iShares MSCI USA Size Factor ETF
SIZE
$442M
$21K 0.01%
+293
New +$26.3K
SNY icon
496
Sanofi
SNY
$104B
$21K 0.01%
+470
New +$22.5K
GCBC icon
497
Greene County Bancorp
GCBC
$584M
$20K 0.01%
+1,684
New +$23.1K
MTW icon
498
Manitowoc
MTW
$678M
$20K 0.01%
+2,300
New +$30K
MUB icon
499
iShares National Muni Bond ETF
MUB
$45.8B
$20K 0.01%
+181
New +$20.7K
NCLH icon
500
Norwegian Cruise Line
NCLH
$8.52B
$20K 0.01%
+1,817
New +$73.1K
18 19
20
21 22

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MAM
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KCM
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DAM
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YL
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SI
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ACP
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.