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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
476
iShares Morningstar Growth ETF
ILCG
$3.27B
– –
-100
Closed -$4K
ILMN icon
477
Illumina
ILMN
$28.4B
– –
-2
Closed -$1K
IMCB icon
478
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
– –
-200
Closed -$10K
IMTB icon
479
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
– –
-256
Closed -$13K
INGR icon
480
Ingredion
INGR
$6.58B
– –
-286
Closed -$23K
INTC icon
481
CALL
Intel
INTC
$513B
– –
-7
Closed -$2K
INTF icon
482
iShares International Equity Factor ETF
INTF
$3.72B
– –
-55
Closed -$1K
IONS icon
483
Ionis Pharmaceuticals
IONS
$9.4B
– –
-126
Closed -$8K
IP icon
484
International Paper
IP
$22B
– –
-80
Closed -$3K
IPG
485
DELISTED
Interpublic Group of Companies
IPG
– –
-155
Closed -$3K
IQDF icon
486
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
– –
-459
Closed -$10K
ISHG icon
487
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
– –
-96
Closed -$7K
ISTB icon
488
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
– –
-1,148
Closed -$58K
ISRG icon
489
Intuitive Surgical
ISRG
$134B
– –
-195
Closed -$35K
ITA icon
490
iShares US Aerospace & Defense ETF
ITA
$14.7B
– –
-12,624
Closed -$1.42M
ITB icon
491
iShares US Home Construction ETF
ITB
$2.35B
– –
-1,136
Closed -$49K
ITM icon
492
VanEck Intermediate Muni ETF
ITM
$2.15B
– –
-231
Closed -$12K
ITOT icon
493
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-48,350
Closed -$3.24M
ITW icon
494
Illinois Tool Works
ITW
$84.5B
– –
-307
Closed -$48K
IUSB icon
495
iShares Core Universal USD Bond ETF
IUSB
$43.1B
– –
-4,699
Closed -$246K
IUSG icon
496
iShares Core S&P US Growth ETF
IUSG
$33.7B
– –
-63,400
Closed -$3.99M
IVOG icon
497
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.7B
– –
-1,960
Closed -$137K
IVOV icon
498
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
– –
-1,298
Closed -$80K
IVW icon
499
iShares S&P 500 Growth ETF
IVW
$77.6B
– –
-3,592
Closed -$162K
IVZ icon
500
Invesco
IVZ
$13.9B
– –
-4,310
Closed -$73K
18 19
20
21 22

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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.