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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
26
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$4.19M 0.72%
50,500
+1,136
+2% +$97.3K
IUSG icon
27
iShares Core S&P US Growth ETF
IUSG
$33.4B
$4.15M 0.71%
35,851
-1,218
-3% -$136K
LQD icon
28
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$3.91M 0.67%
29,527
+972
+3% +$129K
NVDA icon
29
NVIDIA
NVDA
$5.3T
$3.69M 0.64%
125,560
+18,180
+17% +$500K
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$111B
$3.67M 0.63%
32,076
+4,975
+18% +$567K
MBB icon
31
iShares MBS ETF
MBB
$39B
$3.58M 0.62%
33,324
+251
+0.8% +$27K
GAB icon
32
Gabelli Equity Trust
GAB
$1.76B
$3.57M 0.62%
497,124
+27,556
+6% +$193K
IJH icon
33
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.52M 0.61%
62,195
+5,060
+9% +$282K
SPYG icon
34
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.1B
$3.28M 0.57%
45,286
+40,235
+797% +$2.81M
FNX icon
35
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$3.28M 0.56%
31,890
+28,326
+795% +$2.9M
QQQM icon
36
Invesco NASDAQ 100 ETF
QQQM
$101B
$3.19M 0.55%
19,538
+697
+4% +$111K
COST icon
37
Costco
COST
$421B
$3.08M 0.53%
5,417
+21
+0.4% +$10.8K
HTRB icon
38
Hartford Total Return Bond ETF
HTRB
$2.22B
$2.74M 0.47%
69,038
+63,674
+1,187% +$2.58M
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.36T
$2.73M 0.47%
18,880
+3,260
+21% +$471K
DIA icon
40
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$2.68M 0.46%
7,370
+1,132
+18% +$402K
V icon
41
Visa
V
$692B
$2.67M 0.46%
12,301
+3,570
+41% +$766K
FXH icon
42
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$2.61M 0.45%
21,020
+2,119
+11% +$254K
XMMO icon
43
Invesco S&P MidCap Momentum ETF
XMMO
$7.41B
$2.54M 0.44%
27,944
+1,657
+6% +$150K
FV icon
44
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$2.51M 0.43%
50,997
-1,490
-3% -$72.8K
JPM icon
45
JPMorgan Chase
JPM
$947B
$2.47M 0.43%
15,604
+1,840
+13% +$302K
ESGU icon
46
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$2.23M 0.38%
20,691
+9,620
+87% +$1.01M
VT icon
47
Vanguard Total World Stock ETF
VT
$79.1B
$2.19M 0.38%
20,402
-507
-2% -$53.9K
UNH icon
48
UnitedHealth
UNH
$367B
$2.17M 0.37%
4,319
+1,719
+66% +$778K
MILN
49
Global X Millennial Consumer ETF
MILN
$102M
$2.14M 0.37%
50,285
-1,124
-2% -$49.2K
SPGM icon
50
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.76B
$2.11M 0.36%
+36,410
New +$2.09M
1
2
3 4 5

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.