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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
26
iShares MBS ETF
MBB
$39B
$3.58M 0.78%
33,073
+3,481
+12% +$378K
SPMD icon
27
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.6B
$3.52M 0.77%
76,278
+3,770
+5% +$178K
GAB icon
28
Gabelli Equity Trust
GAB
$1.76B
$3.12M 0.68%
469,568
+71,594
+18% +$485K
IJH icon
29
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.01M 0.65%
57,135
+3,735
+7% +$201K
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$111B
$2.96M 0.64%
27,101
-410
-1% -$45.1K
HD icon
31
Home Depot
HD
$349B
$2.84M 0.62%
8,653
+2,162
+33% +$710K
QQQM icon
32
Invesco NASDAQ 100 ETF
QQQM
$101B
$2.77M 0.6%
18,841
+503
+3% +$76.1K
COST icon
33
Costco
COST
$421B
$2.42M 0.53%
5,396
-37
-0.7% -$16.3K
FV icon
34
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$2.4M 0.52%
52,487
-1,577
-3% -$74.5K
JPM icon
35
JPMorgan Chase
JPM
$947B
$2.25M 0.49%
13,764
-118
-0.9% -$18.5K
FXH icon
36
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$2.25M 0.49%
18,901
+2,994
+19% +$366K
NVDA icon
37
NVIDIA
NVDA
$5.3T
$2.22M 0.48%
107,380
-1,220
-1% -$25.3K
XMMO icon
38
Invesco S&P MidCap Momentum ETF
XMMO
$7.41B
$2.21M 0.48%
26,287
+1,035
+4% +$88.6K
MILN
39
Global X Millennial Consumer ETF
MILN
$102M
$2.21M 0.48%
51,409
-2,082
-4% -$91.7K
VT icon
40
Vanguard Total World Stock ETF
VT
$79.1B
$2.13M 0.46%
20,909
-216
-1% -$22.6K
DIA icon
41
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$2.11M 0.46%
6,238
-1,609
-21% -$562K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.36T
$2.08M 0.45%
15,620
-460
-3% -$63.4K
DGRW icon
43
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$1.97M 0.43%
33,485
+625
+2% +$38.3K
V icon
44
Visa
V
$692B
$1.95M 0.42%
8,731
-3
-0% -$703
DIS icon
45
Walt Disney
DIS
$181B
$1.86M 0.4%
10,982
-75
-0.7% -$13.4K
XLF icon
46
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.82M 0.4%
48,528
-5,221
-10% -$195K
LMT icon
47
Lockheed Martin
LMT
$135B
$1.78M 0.39%
5,146
-1,189
-19% -$430K
AVGO icon
48
Broadcom
AVGO
$2T
$1.76M 0.38%
36,340
+550
+2% +$26.7K
ARKK icon
49
ARK Innovation ETF
ARKK
$6.01B
$1.74M 0.38%
15,778
+733
+5% +$88.2K
SPYM
50
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$1.7M 0.37%
33,767
-4,201
-11% -$218K
1
2
3 4 5

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.