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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MILN
26
Global X Millennial Consumer ETF
MILN
$103M
$2.24M 0.74%
55,923
+733
+1% +$29.1K
VT icon
27
Vanguard Total World Stock ETF
VT
$79.8B
$2.18M 0.72%
22,421
+1
+0% +$96
TMO icon
28
Thermo Fisher Scientific
TMO
$220B
$2.16M 0.71%
4,743
-537
-10% -$256K
SPSM icon
29
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$2.08M 0.69%
49,223
+1,447
+3% +$59K
HD icon
30
Home Depot
HD
$355B
$1.99M 0.66%
6,512
-1,373
-17% -$378K
LMT icon
31
Lockheed Martin
LMT
$136B
$1.99M 0.65%
5,376
-405
-7% -$139K
PCI
32
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.98M 0.65%
88,687
+403
+0.5% +$8.74K
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.86M 0.61%
7,289
-2,412
-25% -$586K
JPM icon
34
JPMorgan Chase
JPM
$950B
$1.76M 0.58%
11,576
-1,814
-14% -$261K
FXH icon
35
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.68M 0.55%
15,444
+7,075
+85% +$774K
IWP icon
36
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.48M 0.49%
14,506
-445
-3% -$46.5K
XLF icon
37
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.48M 0.49%
43,452
-1,599
-4% -$51.4K
V icon
38
Visa
V
$677B
$1.44M 0.47%
6,797
-3,589
-35% -$755K
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.4M 0.46%
9,551
-142
-1% -$20.2K
TAN icon
40
Invesco Solar ETF
TAN
$1.49B
$1.4M 0.46%
15,295
– –
COST icon
41
Costco
COST
$420B
$1.35M 0.44%
3,825
-358
-9% -$125K
UNH icon
42
UnitedHealth
UNH
$370B
$1.33M 0.44%
3,582
-2,515
-41% -$871K
BA icon
43
Boeing
BA
$185B
$1.3M 0.43%
5,102
+41
+0.8% +$9.11K
ACWI icon
44
iShares MSCI ACWI ETF
ACWI
$33.5B
$1.29M 0.43%
13,560
+109
+0.8% +$10.2K
DIS icon
45
Walt Disney
DIS
$181B
$1.28M 0.42%
6,934
-2,963
-30% -$546K
FSKR
46
DELISTED
FS KKR Capital Corp. II
FSKR
$1.22M 0.4%
62,280
+15,989
+35% +$290K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.32T
$1.17M 0.39%
11,340
-3,680
-25% -$365K
TDIV icon
48
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$1.17M 0.39%
21,699
+8,540
+65% +$444K
NVDA icon
49
NVIDIA
NVDA
$5.42T
$1.14M 0.38%
85,600
-2,600
-3% -$34.9K
VOO icon
50
Vanguard S&P 500 ETF
VOO
$1.01T
$1.14M 0.37%
3,116
+55
+2% +$19.5K
1
2
3 4 5

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PHS
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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.