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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
26
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$2.18M 0.73%
+63,831
New +$2.17M
BRK.B icon
27
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.12M 0.71%
9,967
-1,148
-10% -$235K
TSLA icon
28
Tesla
TSLA
$1.3T
$2.06M 0.69%
14,382
+927
+7% +$109K
VT icon
29
Vanguard Total World Stock ETF
VT
$79.8B
$1.78M 0.59%
+22,063
New +$1.77M
FTSD icon
30
Franklin Short Duration US Government ETF
FTSD
$302M
$1.77M 0.59%
18,483
-13,298
-42% -$1.28M
PCI
31
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.77M 0.59%
87,974
-16,461
-16% -$315K
HD icon
32
Home Depot
HD
$355B
$1.71M 0.57%
6,150
-2,663
-30% -$721K
SDY icon
33
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$1.68M 0.56%
18,194
+898
+5% +$84.7K
RODM icon
34
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$1.65M 0.55%
63,797
-54,804
-46% -$1.42M
V icon
35
Visa
V
$677B
$1.57M 0.53%
8,895
-1,457
-14% -$291K
MILN
36
Global X Millennial Consumer ETF
MILN
$103M
$1.55M 0.52%
+49,820
New +$1.51M
UNH icon
37
UnitedHealth
UNH
$370B
$1.42M 0.48%
4,567
-1,366
-23% -$420K
IWP icon
38
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.29M 0.43%
+14,950
New +$1.26M
COST icon
39
Costco
COST
$420B
$1.25M 0.42%
3,510
-288
-8% -$96.8K
XLF icon
40
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.24M 0.41%
51,416
-5,740
-10% -$140K
JPM icon
41
JPMorgan Chase
JPM
$950B
$1.23M 0.41%
12,779
-1,438
-10% -$141K
XLK icon
42
State Street Technology Select Sector SPDR ETF
XLK
$124B
$1.23M 0.41%
21,020
+6,494
+45% +$367K
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.18M 0.4%
9,206
+1,073
+13% +$135K
ABBV icon
44
AbbVie
ABBV
$435B
$1.07M 0.36%
12,284
-1,629
-12% -$153K
QCOM icon
45
Qualcomm
QCOM
$176B
$1.03M 0.35%
8,786
-3,290
-27% -$351K
SPYG icon
46
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$1.03M 0.34%
20,472
-8,953
-30% -$439K
DGRO icon
47
iShares Core Dividend Growth ETF
DGRO
$43.5B
$1.02M 0.34%
25,548
-14,717
-37% -$585K
NVDA icon
48
NVIDIA
NVDA
$5.42T
$993K 0.33%
73,360
-4,720
-6% -$54.9K
TAN icon
49
Invesco Solar ETF
TAN
$1.49B
$991K 0.33%
15,295
– –
XLP icon
50
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$982K 0.33%
15,316
– –
1
2
3 4 5

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PHS
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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.