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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
26
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.43M 0.77%
24,124
+1,359
+6% +$136K
EES icon
27
WisdomTree US SmallCap Earnings Fund
EES
$719M
$2.2M 0.7%
61,217
+6,521
+12% +$236K
BA icon
28
Boeing
BA
$171B
$2.03M 0.64%
5,582
+1,138
+26% +$415K
META icon
29
Meta Platforms (Facebook)
META
$1.42T
$2.02M 0.64%
10,494
-2,654
-20% -$485K
BX icon
30
Blackstone
BX
$102B
$1.92M 0.61%
43,257
+6,674
+18% +$266K
XLP icon
31
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.85M 0.59%
31,891
-1,550
-5% -$88.7K
DPG
32
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$1.82M 0.58%
119,009
+97,489
+453% +$1.47M
PCI
33
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.82M 0.58%
76,031
+1,576
+2% +$37.5K
VRP icon
34
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$1.79M 0.57%
71,703
-3,019
-4% -$74.8K
DSL
35
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.78M 0.56%
89,013
+58,649
+193% +$1.18M
VDC icon
36
Vanguard Consumer Staples ETF
VDC
$7.97B
$1.76M 0.56%
11,835
-4,015
-25% -$592K
IWP icon
37
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$1.75M 0.56%
24,586
-1,292
-5% -$89.9K
AXP icon
38
American Express
AXP
$227B
$1.71M 0.54%
13,837
+1,230
+10% +$144K
FTSD icon
39
Franklin Short Duration US Government ETF
FTSD
$300M
$1.68M 0.53%
17,717
+3,692
+26% +$349K
JPM icon
40
JPMorgan Chase
JPM
$935B
$1.64M 0.52%
14,649
-2,317
-14% -$255K
CMF icon
41
iShares California Muni Bond ETF
CMF
$4.55B
$1.62M 0.51%
26,771
+3,145
+13% +$189K
USMV icon
42
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$1.59M 0.5%
25,762
-10,770
-29% -$647K
EEM icon
43
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$1.55M 0.49%
36,256
+1,730
+5% +$73.4K
DDF
44
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$1.5M 0.48%
106,461
-24,890
-19% -$338K
UNH icon
45
UnitedHealth
UNH
$376B
$1.48M 0.47%
6,069
-275
-4% -$66.1K
LMT icon
46
Lockheed Martin
LMT
$134B
$1.44M 0.46%
3,958
-695
-15% -$232K
SDOG icon
47
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$1.4M 0.44%
32,184
-145
-0.4% -$6.25K
V icon
48
Visa
V
$684B
$1.4M 0.44%
8,059
+1,674
+26% +$274K
ITA icon
49
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.39M 0.44%
12,944
+108
+0.8% +$11.2K
FV icon
50
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.38M 0.44%
45,298
+1,136
+3% +$34K
1
2
3 4 5

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MAM
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.