We are live on
!
Find out more
GSWM
Golden State Wealth Management Portfolio holdings
AUM
$1.1B
1-Year Est. Return
27.5%
This Fund
S&P 500
This Quarter
Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
(-4%)
Cap. Flow
-$46.3M
Cap. Flow
% of AUM
-15.46%
Top 10 Holdings %
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$30.7M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$22.1M |
| 3 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$8.12M |
| 4 |
First Trust Value Line Dividend Fund
FVD
|
+$7.55M |
| 5 |
First Trust Capital Strength ETF
FTCS
|
+$6.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$74M |
| 2 |
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
|
+$35.3M |
| 3 |
iShares Russell 2000 Value ETF
IWN
|
+$3.5M |
| 4 |
Apple
AAPL
|
+$3.26M |
| 5 |
VictoryShares US 500 Volatility Wtd ETF
CFA
|
+$3.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.52% |
| 2 | Consumer Discretionary | 5.56% |
| 3 | Financials | 4.42% |
| 4 | Communication Services | 3.39% |
| 5 | Healthcare | 2.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
CALL
United Parcel Service
UPS
$88.9B
| – | – |
-3
| Closed | -$2K |
|
452
Vanguard FTSE Europe ETF
VGK
$31.1B
| – | – |
-17,698
| Closed | -$712K |
|
453
State Street SPDR S&P Global Dividend ETF
WDIV
$281M
| – | – |
-4,284
| Closed | -$225K |
|
454
Williams Companies
WMB
$86.1B
| – | – |
-10,662
| Closed | -$203K |
|
455
Waste Management
WM
$91B
| – | – |
-2,137
| Closed | -$226K |
|
456
CALL
Williams-Sonoma
WSM
$29.6B
| – | – |
-10
| Closed | -$14K |
|
457
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| – | – |
-21,042
| Closed | -$710K |
|
458
Zoetis
ZTS
$30B
| – | – |
-2,538
| Closed | -$348K |
|
|
MXIM
459
CALL
DELISTED
Maxim Integrated Products
MXIM
| – | – |
-9
| Closed | -$2K |
|
|
BMY.RT
460
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| – | – |
-6,774
| Closed | -$374K |
|
|
AXAS
461
DELISTED
Abraxas Petroleum Corp
AXAS
| $0 | ﹤0.01% |
+50
| New | +$191 |
|
Similar funds
DAM
PHS
MAM
KCM
DAM
MIA
YL
PWA
Golden State Wealth Management's Q3 2020 Portfolio in Review
As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.
- Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
- Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
- Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
- Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
- Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
- Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
- Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.
Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.