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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZM icon
451
WisdomTree US MidCap Fund
EZM
$956M
$28K 0.01%
+1,050
New +$38.8K
PRNT icon
452
The 3D Printing ETF
PRNT
$65M
$28K 0.01%
+1,605
New +$33.1K
RCL icon
453
Royal Caribbean
RCL
$85.6B
$28K 0.01%
+861
New +$78.7K
SPYG icon
454
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$28K 0.01%
+796
New +$32.6K
TTE icon
455
TotalEnergies
TTE
$190B
$28K 0.01%
+741
New +$33.3K
BMRC icon
456
Bank of Marin Bancorp
BMRC
$459M
$27K 0.01%
+898
New +$35.4K
BOND icon
457
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$27K 0.01%
+255
New +$27.7K
FPF
458
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$27K 0.01%
+1,500
New +$33.4K
MAR icon
459
Marriott International
MAR
$92.3B
$27K 0.01%
+364
New +$45.3K
PGF icon
460
Invesco Financial Preferred ETF
PGF
$672M
$27K 0.01%
+1,600
New +$29.1K
UAA icon
461
Under Armour
UAA
$2.6B
$27K 0.01%
+2,930
New +$47.1K
ED icon
462
Consolidated Edison
ED
$39.9B
$26K 0.01%
+334
New +$29.3K
RWO icon
463
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$26K 0.01%
+730
New +$34.7K
SWK icon
464
Stanley Black & Decker
SWK
$15.7B
$26K 0.01%
+262
New +$37.4K
XSOE icon
465
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$26K 0.01%
+1,074
New +$31.3K
CHKP icon
466
Check Point Software Technologies
CHKP
$13.1B
$25K 0.01%
+251
New +$26.9K
HBAN icon
467
Huntington Bancshares
HBAN
$35.5B
$25K 0.01%
+3,087
New +$38K
LPLA icon
468
LPL Financial
LPLA
$28.6B
$25K 0.01%
+454
New +$36.6K
SR icon
469
Spire
SR
$4.85B
$25K 0.01%
+329
New +$26.4K
TWLO icon
470
Twilio
TWLO
$36.6B
$25K 0.01%
+278
New +$30.5K
AGN
471
DELISTED
Allergan plc
AGN
$25K 0.01%
+143
New +$26.9K
IAGG icon
472
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$24K 0.01%
+437
New +$24.2K
NDAQ icon
473
Nasdaq
NDAQ
$52.9B
$24K 0.01%
+750
New +$26.6K
LVUS
474
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
$24K 0.01%
+1,000
New +$29.7K
SIVB
475
DELISTED
SVB Financial Group
SIVB
$24K 0.01%
+159
New +$35K
17 18
19
20 21

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KCM
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YL
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.