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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAG icon
451
IAMGOLD
IAG
$10.5B
– –
-600
Closed -$2K
IAU icon
452
iShares Gold Trust
IAU
$67.5B
– –
-143
Closed -$4K
IBB icon
453
CALL
iShares Biotechnology ETF
IBB
$9.75B
– –
-6
Closed -$1K
IBB icon
454
iShares Biotechnology ETF
IBB
$9.75B
– –
-1,618
Closed -$161K
IBM icon
455
CALL
IBM
IBM
$224B
– –
-3
Closed -$1K
IBUY icon
456
Amplify Online Retail ETF
IBUY
$112M
– –
-140
Closed -$7K
ICE icon
457
Intercontinental Exchange
ICE
$84.6B
– –
-256
Closed -$24K
ICVT icon
458
iShares Convertible Bond ETF
ICVT
$7.35B
– –
-1,183
Closed -$69K
IDEV icon
459
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
– –
-3,600
Closed -$197K
IDOG icon
460
ALPS International Sector Dividend Dogs ETF
IDOG
$558M
– –
-534
Closed -$14K
IDU icon
461
iShares US Utilities ETF
IDU
$1.4B
– –
-1,144
Closed -$93K
IDV icon
462
iShares International Select Dividend ETF
IDV
$8.51B
– –
-4,260
Closed -$131K
IEF icon
463
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-1,342
Closed -$151K
IEFA icon
464
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-1,124
Closed -$69K
IEO icon
465
iShares US Oil & Gas Exploration & Production ETF
IEO
$542M
– –
-17
Closed -$1K
IEP icon
466
Icahn Enterprises
IEP
$5.33B
– –
-2,500
Closed -$161K
IFGL icon
467
iShares International Developed Real Estate ETF
IFGL
$83.2M
– –
-20,041
Closed -$595K
IGC icon
468
IGC Pharma
IGC
$26.5M
– –
-225
Closed –
IGE icon
469
iShares North American Natural Resources ETF
IGE
$757M
– –
-64
Closed -$2K
IGSB icon
470
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-658
Closed -$35K
BRSL
471
Brightstar Lottery PLC
BRSL
$2.02B
– –
-300
Closed -$4K
IHI icon
472
iShares US Medical Devices ETF
IHI
$3.37B
– –
-120
Closed -$5K
IJH icon
473
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-101,270
Closed -$3.91M
IJR icon
474
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-35,701
Closed -$2.78M
ILCB icon
475
iShares Morningstar US Equity ETF
ILCB
$1.32B
– –
-3,768
Closed -$158K
17 18
19
20 21

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.