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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSC icon
451
Hartford Multifactor Small Cap ETF
ROSC
$62.8M
$51K 0.02%
1,780
– –
VV icon
452
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$51K 0.02%
382
– –
TSG
453
DELISTED
The Stars Group Inc.
TSG
$51K 0.02%
3,000
– –
CFO icon
454
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$424M
$50K 0.02%
1,027
-848
-45% -$40.5K
DXJ icon
455
WisdomTree Japan Hedged Equity Fund
DXJ
$7.32B
$50K 0.02%
1,039
-438
-30% -$21.8K
PK icon
456
Park Hotels & Resorts
PK
$2.96B
$50K 0.02%
1,836
+1,200
+189% +$36K
THQ
457
abrdn Healthcare Opportunities Fund
THQ
$785M
$50K 0.02%
2,811
+331
+13% +$5.68K
CB icon
458
Chubb
CB
$136B
$49K 0.02%
336
– –
DUK icon
459
Duke Energy
DUK
$96.3B
$49K 0.02%
556
-199
-26% -$17.6K
KMB icon
460
Kimberly-Clark
KMB
$36.7B
$49K 0.02%
368
-41
-10% -$5.29K
L icon
461
Loews
L
$23.6B
$49K 0.02%
900
– –
LPLA icon
462
LPL Financial
LPLA
$28.6B
$49K 0.02%
605
+83
+16% +$6.57K
REGL icon
463
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$49K 0.02%
855
– –
TCBK icon
464
TriCo Bancshares
TCBK
$1.86B
$49K 0.02%
1,321
– –
AMT icon
465
American Tower
AMT
$78.8B
$48K 0.02%
238
– –
RDIV icon
466
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$48K 0.02%
1,300
– –
VFC icon
467
VF Corp
VFC
$5.91B
$48K 0.02%
557
-94
-14% -$8.1K
ZTS icon
468
Zoetis
ZTS
$31.3B
$48K 0.02%
423
– –
DNP icon
469
DNP Select Income Fund
DNP
$4.04B
$47K 0.01%
4,000
– –
EFV icon
470
iShares MSCI EAFE Value ETF
EFV
$29.3B
$47K 0.01%
994
+64
+7% +$3.13K
FEM icon
471
First Trust Emerging Markets AlphaDEX Fund
FEM
$769M
$47K 0.01%
1,900
-1,805
-49% -$43.9K
MJ icon
472
Amplify Alternative Harvest ETF
MJ
$102M
$47K 0.01%
125
-25
-17% -$10.1K
SOYB icon
473
Teucrium Soybean Fund
SOYB
$60.9M
$47K 0.01%
+3,050
New +$46.9K
CSB icon
474
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
$46K 0.01%
1,060
+8
+0.8% +$352
ITW icon
475
Illinois Tool Works
ITW
$85.6B
$46K 0.01%
307
+132
+75% +$19.9K
17 18
19
20 21

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.