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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
426
CALL
Accenture
ACN
$108B
– –
-2
Closed -$1K
AMT icon
427
American Tower
AMT
$80.4B
– –
-1,209
Closed -$313K
BIL icon
428
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
– –
-22,775
Closed -$1.88M
BNY
429
CALL
Bank of New York Mellon
BNY
$107B
– –
-9
Closed -$2K
BNY
430
Bank of New York Mellon
BNY
$107B
– –
-6,246
Closed -$241K
BLV icon
431
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-2,652
Closed -$296K
ECL icon
432
Ecolab
ECL
$79.9B
– –
-1,273
Closed -$253K
EMR icon
433
CALL
Emerson Electric
EMR
$88.3B
– –
-8
Closed -$4K
EWM icon
434
iShares MSCI Malaysia ETF
EWM
$332M
– –
-51,532
Closed -$2.86M
FIS icon
435
Fidelity National Information Services
FIS
$22.1B
– –
-3,661
Closed -$233K
GIS icon
436
CALL
General Mills
GIS
$19.7B
– –
-8
Closed -$2K
IDU icon
437
iShares US Utilities ETF
IDU
$1.36B
– –
-90,486
Closed -$1.84M
LIN icon
438
Linde
LIN
$226B
– –
-1,116
Closed -$237K
LOW icon
439
CALL
Lowe's Companies
LOW
$125B
– –
-6
Closed -$16K
MET icon
440
CALL
MetLife
MET
$62.1B
– –
-8
Closed -$1K
MMM icon
441
3M
MMM
$94.3B
– –
-2,079
Closed -$271K
NEE icon
442
NextEra Energy
NEE
$177B
– –
-4,620
Closed -$277K
PG icon
443
CALL
Procter & Gamble
PG
$339B
– –
-33
Closed -$3K
PPG icon
444
PPG Industries
PPG
$26.6B
– –
-2,660
Closed -$282K
PSX icon
445
CALL
Phillips 66
PSX
$81.4B
– –
-8
Closed -$4K
QCLN icon
446
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
– –
-748,029
Closed -$35.3M
SCHH icon
447
Schwab US REIT ETF
SCHH
$11.4B
– –
-6,840
Closed -$324K
STZ icon
448
Constellation Brands
STZ
$23.2B
– –
-1,280
Closed -$224K
TXN icon
449
CALL
Texas Instruments
TXN
$261B
– –
-6
Closed -$1K
TXN icon
450
Texas Instruments
TXN
$261B
– –
-3,423
Closed -$435K
15 16 17
18
19

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MAM
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KCM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.