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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+22.89%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$312M
AUM Growth
+$85M
Cap. Flow
+$55.8M
Cap. Flow %
17.89%
Top 10 Hldgs %
52.97%
Holding
1,040
New
20
Increased
152
Reduced
24
Closed
836

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$65.8M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$19.1M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.2M
4
IDU icon
iShares US Utilities ETF
IDU
+$6.38M
5
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$6.3M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.31M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.04M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.87M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Consumer Discretionary 4.76%
3 Financials 4.73%
4 Communication Services 3.52%
5 Healthcare 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
426
FedEx
FDX
$75.4B
– –
-1,332
Closed -$162K
FE icon
427
FirstEnergy
FE
$27.5B
– –
-400
Closed -$16K
FEX icon
428
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-9,938
Closed -$473K
FF icon
429
Future Fuel
FF
$223M
– –
-955
Closed -$11K
FFIV icon
430
F5
FFIV
$22.7B
– –
-650
Closed -$69K
SYSB
431
iShares Systematic Bond ETF
SYSB
$1.17B
– –
-231
Closed -$23K
FIW icon
432
First Trust Water ETF
FIW
$1.94B
– –
-142
Closed -$7K
FLOT icon
433
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-474
Closed -$23K
FMB icon
434
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-4,436
Closed -$240K
FMC icon
435
FMC
FMC
$1.33B
– –
-227
Closed -$19K
FNDC icon
436
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
– –
-6
Closed –
FNF icon
437
Fidelity National Financial
FNF
$13.5B
– –
-2,590
Closed -$62K
FOXA icon
438
Fox Class A
FOXA
$26.9B
– –
-6
Closed –
FPE icon
439
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-11,531
Closed -$189K
FPF
440
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-1,500
Closed -$27K
FPX icon
441
First Trust US Equity Opportunities ETF
FPX
$1.51B
– –
-55,533
Closed -$3.5M
FRA icon
442
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
-7
Closed –
FSLR icon
443
First Solar
FSLR
$26.9B
– –
-500
Closed -$18K
FSK icon
444
FS KKR Capital
FSK
$3.44B
– –
-10,467
Closed -$126K
FTC icon
445
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
– –
-1,061
Closed -$64K
FTCS icon
446
First Trust Capital Strength ETF
FTCS
$7.95B
– –
-97,978
Closed -$4.87M
FTLS icon
447
First Trust Long/Short Equity ETF
FTLS
$2.5B
– –
-6
Closed –
FTS icon
448
Fortis
FTS
$28.7B
– –
-143
Closed -$6K
FTSL icon
449
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-4,850
Closed -$203K
FTSM icon
450
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-102,316
Closed -$6.04M
16 17
18
19 20

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Golden State Wealth Management held 1,040 positions worth $312M, up 37% from $227M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Golden State Wealth Management deployed $55.8M of net new capital in Q2 2020, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 6.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $31.9M trimmed.

  • Golden State Wealth Management's largest Q2 2020 buy was FS KKR Capital Corp. II: 79,682 shares worth $1.03M.
  • Golden State Wealth Management added most to iShares Core S&P Mid-Cap ETF in Q2 2020, an estimated $65.8M increase.
  • Golden State Wealth Management's biggest Q2 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $31.9M.
  • Golden State Wealth Management fully exited iShares Core S&P 500 ETF in Q2 2020, selling an estimated $16.2M.
  • Golden State Wealth Management's ten largest holdings make up 53% of its $312M portfolio in Q2 2020.
  • Golden State Wealth Management opened 20 new positions and closed 836 in Q2 2020.
  • Golden State Wealth Management's portfolio value rose 37% quarter-over-quarter to $312M.

Based on Golden State Wealth Management's 13F filing for Q2 2020, filed 11 Aug 2020.