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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRT icon
426
Copart
CPRT
$26.6B
$56K 0.02%
3,000
– –
NUSC icon
427
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$56K 0.02%
1,894
+76
+4% +$2.21K
PAYC icon
428
Paycom
PAYC
$8.14B
$56K 0.02%
250
– –
SPEM icon
429
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$56K 0.02%
1,578
-42
-3% -$1.49K
TTD icon
430
Trade Desk
TTD
$8.93B
$56K 0.02%
2,470
+1,970
+394% +$42.3K
CELG
431
DELISTED
Celgene Corp
CELG
$56K 0.02%
606
-599
-50% -$56.9K
EBND icon
432
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$55K 0.02%
1,997
+1,235
+162% +$33.2K
FUN icon
433
Cedar Fair
FUN
$1.86B
$55K 0.02%
1,162
– –
GIS icon
434
General Mills
GIS
$19.1B
$55K 0.02%
1,056
+129
+14% +$6.67K
ICVT icon
435
iShares Convertible Bond ETF
ICVT
$7.41B
$55K 0.02%
928
– –
PSX icon
436
Phillips 66
PSX
$81.1B
$55K 0.02%
597
-59
-9% -$5.29K
VPU
437
Vanguard Utilities ETF
VPU
$8.3B
$55K 0.02%
418
– –
BBH icon
438
VanEck Biotech ETF
BBH
$410M
$54K 0.02%
425
– –
MGC icon
439
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$54K 0.02%
540
– –
OXY icon
440
Occidental Petroleum
OXY
$53.8B
$54K 0.02%
1,080
-443
-29% -$24.9K
ESGL
441
DELISTED
Invesco ESG Revenue ETF
ESGL
$54K 0.02%
1,741
+206
+13% +$6.41K
BFZ
442
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$53K 0.02%
4,033
+2,500
+163% +$32.7K
EPS icon
443
WisdomTree US LargeCap Fund
EPS
$1.64B
$53K 0.02%
1,640
– –
IWS icon
444
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$53K 0.02%
598
– –
WELL icon
445
Welltower
WELL
$170B
$53K 0.02%
659
-30
-4% -$2.36K
XLU icon
446
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$53K 0.02%
1,800
– –
EXC icon
447
Exelon
EXC
$46.7B
$52K 0.02%
1,542
– –
SYLD icon
448
Cambria Shareholder Yield ETF
SYLD
$1.01B
$52K 0.02%
1,449
– –
BOTZ icon
449
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.49B
$51K 0.02%
2,500
– –
JPI
450
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$51K 0.02%
2,176
+18
+0.8% +$418
16 17
18
19 20

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.