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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMS
401
DELISTED
GMS Inc
GMS
– –
-600
Closed -$17K
GNSS icon
402
Genasys
GNSS
$80.2M
– –
-1,380
Closed -$5K
GNT
403
GAMCO Natural Resources, Gold & Income Trust
GNT
$142M
– –
-310
Closed -$2K
GO icon
404
Grocery Outlet
GO
$959M
– –
-230
Closed -$8K
GOF icon
405
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
– –
-300
Closed -$6K
B
406
Barrick Mining
B
$69.3B
– –
-25
Closed –
GOOG icon
407
Alphabet (Google) Class C
GOOG
$4.36T
– –
-17,900
Closed -$1.09M
GOOGL icon
408
Alphabet (Google) Class A
GOOGL
$4.38T
– –
-65,560
Closed -$4M
GOVT icon
409
iShares US Treasury Bond ETF
GOVT
$43.5B
– –
-16,296
Closed -$429K
GPRO icon
410
GoPro
GPRO
$126M
– –
-110
Closed -$1K
GRPM icon
411
Invesco S&P MidCap 400 GARP ETF
GRPM
$498M
– –
-144
Closed -$9K
GRX
412
Gabelli Healthcare & Wellness Trust
GRX
$144M
– –
-1,811
Closed -$19K
GS icon
413
Goldman Sachs
GS
$301B
– –
-529
Closed -$110K
GSG icon
414
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
– –
-31,446
Closed -$473K
GSK icon
415
GSK
GSK
$104B
– –
-3,719
Closed -$198K
GTX icon
416
Garrett Motion
GTX
$5.68B
– –
-34
Closed –
GVA icon
417
Granite Construction
GVA
$5.32B
– –
-3,355
Closed -$108K
GWX icon
418
State Street SPDR S&P International Small Cap ETF
GWX
$904M
– –
-1,105
Closed -$32K
HAL icon
419
Halliburton
HAL
$27.1B
– –
-1,353
Closed -$26K
HASI icon
420
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.89B
– –
-7,315
Closed -$213K
HBAN icon
421
Huntington Bancshares
HBAN
$35.1B
– –
-3,025
Closed -$43K
HBI
422
DELISTED
Hanesbrands
HBI
– –
-419
Closed -$6K
HCA icon
423
HCA Healthcare
HCA
$88.5B
– –
-48
Closed -$6K
HCSG icon
424
Healthcare Services Group
HCSG
$1.51B
– –
-1,920
Closed -$47K
HD icon
425
Home Depot
HD
$349B
– –
-6,484
Closed -$1.5M
15 16
17
18 19

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PHS
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MAM
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KCM
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DAM
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MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
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PWA
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Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.