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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
401
Ulta Beauty
ULTA
$23.3B
$63K 0.02%
182
– –
VXUS icon
402
Vanguard Total International Stock ETF
VXUS
$159B
$63K 0.02%
1,208
+9
+0.8% +$470
RDS.A
403
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$63K 0.02%
973
-41
-4% -$2.62K
PEGI
404
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$63K 0.02%
2,740
– –
SEDG icon
405
SolarEdge
SEDG
$2.29B
$62K 0.02%
1,001
– –
UTF icon
406
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$62K 0.02%
2,418
+1,668
+222% +$41.4K
VNQ icon
407
Vanguard Real Estate ETF
VNQ
$38.9B
$62K 0.02%
716
– –
ENB icon
408
Enbridge
ENB
$114B
$61K 0.02%
1,715
-122
-7% -$4.44K
PULS icon
409
PGIM Ultra Short Bond ETF
PULS
$18.3B
$61K 0.02%
1,227
+402
+49% +$20.1K
CNC icon
410
Centene
CNC
$33.1B
$60K 0.02%
1,148
+200
+21% +$10.8K
DOW icon
411
Dow Inc
DOW
$21.1B
$60K 0.02%
+1,218
New +$64.3K
EXAS
412
DELISTED
Exact Sciences
EXAS
$60K 0.02%
510
– –
SPTS icon
413
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$60K 0.02%
2,013
+1,806
+872% +$53.8K
TRV icon
414
Travelers Companies
TRV
$79.8B
$60K 0.02%
407
– –
NVS icon
415
Novartis
NVS
$294B
$59K 0.02%
650
-131
-17% -$11.1K
WYNN icon
416
Wynn Resorts
WYNN
$11B
$59K 0.02%
479
+102
+27% +$13.1K
AAL icon
417
American Airlines Group
AAL
$11.2B
$58K 0.02%
1,800
+300
+20% +$9.69K
ALLE icon
418
Allegion
ALLE
$14.1B
$58K 0.02%
526
+500
+1,923% +$50K
COF icon
419
Capital One
COF
$136B
$58K 0.02%
648
-57
-8% -$5.1K
ES icon
420
Eversource Energy
ES
$27.1B
$58K 0.02%
766
-48
-6% -$3.51K
HCSG icon
421
Healthcare Services Group
HCSG
$1.58B
$58K 0.02%
1,920
– –
VCLT icon
422
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$58K 0.02%
607
+6
+1% +$554
ADP icon
423
Automatic Data Processing
ADP
$107B
$57K 0.02%
350
– –
ISTB icon
424
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$57K 0.02%
1,145
+2
+0.2% +$100
BGY icon
425
BlackRock Enhanced International Dividend Trust
BGY
$524M
$56K 0.02%
10,125
+9,750
+2,600% +$53.8K
15 16
17
18 19

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.