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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUN icon
376
Cedar Fair
FUN
$1.61B
– –
-1,162
Closed -$68K
FV icon
377
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
– –
-46,823
Closed -$1.39M
FXD icon
378
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
– –
-200
Closed -$8K
FXG icon
379
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
– –
-3,000
Closed -$145K
FXH icon
380
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
– –
-13,829
Closed -$1.02M
FXI icon
381
iShares China Large-Cap ETF
FXI
$4.29B
– –
-106
Closed -$4K
FXL icon
382
First Trust Technology AlphaDEX Fund
FXL
$2.72B
– –
-50
Closed -$3K
FXO icon
383
First Trust Financials AlphaDEX Fund
FXO
$1.15B
– –
-12,454
Closed -$396K
GAB icon
384
Gabelli Equity Trust
GAB
$1.76B
– –
-5,514
Closed -$32K
GCBC icon
385
Greene County Bancorp
GCBC
$587M
– –
-2,084
Closed -$29K
GD icon
386
General Dynamics
GD
$105B
– –
-636
Closed -$116K
GDX icon
387
VanEck Gold Miners ETF
GDX
$25.6B
– –
-132
Closed -$4K
GE icon
388
GE Aerospace
GE
$389B
– –
-3,238
Closed -$144K
GEN icon
389
Gen Digital
GEN
$16.8B
– –
-214
Closed -$5K
GGME icon
390
Invesco Next Gen Media and Gaming ETF
GGME
$45.4M
– –
-257
Closed -$8K
GHYG icon
391
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
– –
-4,012
Closed -$196K
GILD icon
392
Gilead Sciences
GILD
$162B
– –
-374
Closed -$24K
GIS icon
393
General Mills
GIS
$19.3B
– –
-1,056
Closed -$58K
GLO
394
Clough Global Opportunities Fund
GLO
$255M
– –
-273
Closed -$2K
GLPI icon
395
Gaming and Leisure Properties
GLPI
$12.8B
– –
-949
Closed -$36K
GLQ
396
Clough Global Equity Fund
GLQ
$155M
– –
-200
Closed -$2K
GLU
397
Gabelli Utility & Income Trust
GLU
$115M
– –
-300
Closed -$6K
GLW icon
398
Corning
GLW
$135B
– –
-1,000
Closed -$29K
GM icon
399
General Motors
GM
$76.3B
– –
-551
Closed -$21K
GME icon
400
GameStop
GME
$8.63B
– –
-34,000
Closed -$47K
14 15
16
17 18

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DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.