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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCEF icon
376
Invesco CEF Income Composite ETF
PCEF
$812M
$76K 0.02%
3,400
+150
+5% +$3.35K
QEMM icon
377
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$55.9M
$76K 0.02%
1,290
+7
+0.5% +$411
TT icon
378
Trane Technologies
TT
$104B
$76K 0.02%
607
+411
+210% +$49.2K
WTW icon
379
Willis Towers Watson
WTW
$31.5B
$76K 0.02%
400
+50
+14% +$9.05K
TWTR
380
DELISTED
Twitter, Inc.
TWTR
$76K 0.02%
2,201
-2,500
-53% -$91.7K
JHY
381
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$75K 0.02%
7,700
– –
SLY
382
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$75K 0.02%
1,110
– –
BMY icon
383
Bristol-Myers Squibb
BMY
$135B
$74K 0.02%
1,635
-102
-6% -$4.75K
BP icon
384
BP
BP
$109B
$73K 0.02%
1,785
+18
+1% +$755
IAU icon
385
iShares Gold Trust
IAU
$63.3B
$73K 0.02%
2,735
-400
-13% -$10K
SPIB icon
386
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$73K 0.02%
2,100
+1,398
+199% +$48K
SPYG icon
387
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.2B
$73K 0.02%
1,909
+5
+0.3% +$190
SIVB
388
DELISTED
SVB Financial Group
SIVB
$72K 0.02%
325
+34
+12% +$7.86K
MDT icon
389
Medtronic
MDT
$110B
$71K 0.02%
731
– –
VCIT icon
390
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$71K 0.02%
792
+7
+0.9% +$612
F icon
391
Ford
F
$56.8B
$70K 0.02%
6,891
+15
+0.2% +$148
HYLS icon
392
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$69K 0.02%
1,445
-3,973
-73% -$191K
TRGP icon
393
Targa Resources
TRGP
$56.4B
$69K 0.02%
1,760
– –
CACG
394
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$69K 0.02%
2,200
+300
+16% +$9.37K
TJX icon
395
TJX Companies
TJX
$174B
$68K 0.02%
1,304
-30
-2% -$1.59K
XLC icon
396
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$68K 0.02%
1,400
+900
+180% +$43.8K
QRVO icon
397
Qorvo
QRVO
$8.38B
$66K 0.02%
994
– –
VGK icon
398
Vanguard FTSE Europe ETF
VGK
$31.1B
$66K 0.02%
1,204
-66
-5% -$3.6K
TXN icon
399
Texas Instruments
TXN
$259B
$64K 0.02%
558
+373
+202% +$41.7K
VCSH icon
400
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$64K 0.02%
799
+4
+0.5% +$319
14 15
16
17 18

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.