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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
351
Skyworks Solutions
SWKS
$10.6B
$207K 0.04%
1,336
+21
+2% +$3.36K
IDV icon
352
iShares International Select Dividend ETF
IDV
$8.51B
$203K 0.04%
+6,508
New +$201K
PFN
353
PIMCO Income Strategy Fund II
PFN
$703M
$191K 0.03%
+20,000
New +$196K
HYT icon
354
BlackRock Corporate High Yield Fund
HYT
$1.37B
$190K 0.03%
15,372
-7,698
-33% -$93.5K
FIF
355
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$185K 0.03%
+13,632
New +$183K
ALGS icon
356
Aligos Therapeutics
ALGS
$34.9M
$176K 0.03%
594
– –
OTLY
357
Oatly Group
OTLY
$438M
$117K 0.02%
733
-550
-43% -$122K
JPST icon
358
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$66K 0.01%
+1,299
New +$65.7K
SRNE
359
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$47K 0.01%
10,000
– –
CHRN
360
ChronoScale Holdings
CHRN
$3.04B
$41K 0.01%
+1,040
New +$56.9K
FAX
361
abrdn Asia-Pacific Income Fund
FAX
$600M
$38K 0.01%
+1,667
New +$40.8K
ARKF icon
362
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
– –
-4,641
Closed -$229K
CAL icon
363
Caleres
CAL
$487M
– –
-9,553
Closed -$212K
CCL icon
364
Carnival Corporation Ltd
CCL
$39.7B
– –
-200
Closed -$5K
CNP icon
365
CenterPoint Energy
CNP
$26.8B
– –
-100
Closed -$2K
DFP
366
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
– –
-7,076
Closed -$204K
FIZZ icon
367
National Beverage
FIZZ
$3.01B
– –
-200
Closed -$10K
KMB icon
368
Kimberly-Clark
KMB
$36.5B
– –
-100
Closed -$13K
LAD icon
369
Lithia Motors
LAD
$8.26B
– –
-655
Closed -$208K
OXY icon
370
Occidental Petroleum
OXY
$55.9B
– –
-200
Closed -$6K
PARAA
371
DELISTED
Paramount Global Class A
PARAA
– –
-100
Closed -$4K
QNCX icon
372
Quince Therapeutics
QNCX
$29.5M
– –
-13
Closed -$234K
TOL icon
373
Toll Brothers
TOL
$14.5B
– –
-200
Closed -$11K
ZM icon
374
Zoom
ZM
$30.6B
– –
-100
Closed -$26K
ICPT
375
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-100
Closed -$1K
12 13 14
15
16

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MAM
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KCM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.