We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
351
Carnival Corporation Ltd
CCL
$39.7B
$36K 0.01%
+2,383
New +$36.8K
ETB
352
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$36K 0.01%
+2,659
New +$37.1K
EZM icon
353
WisdomTree US MidCap Fund
EZM
$956M
$36K 0.01%
+1,050
New +$36.1K
DISH
354
DELISTED
DISH Network Corp.
DISH
$36K 0.01%
+1,229
New +$40.6K
EIM
355
Eaton Vance Municipal Bond Fund
EIM
$499M
$34K 0.01%
+2,577
New +$33.8K
MPC icon
356
Marathon Petroleum
MPC
$83.7B
$34K 0.01%
+1,160
New +$40.8K
OUNZ icon
357
VanEck Merk Gold Trust
OUNZ
$2.69B
$34K 0.01%
+1,875
New +$35K
FPF
358
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$32K 0.01%
+1,500
New +$32.6K
XLE icon
359
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$32K 0.01%
+2,158
New +$38.3K
DSM
360
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$30K 0.01%
+4,133
New +$31K
PGF icon
361
Invesco Financial Preferred ETF
PGF
$672M
$30K 0.01%
+1,600
New +$29.7K
BMRC icon
362
Bank of Marin Bancorp
BMRC
$459M
$29K 0.01%
+1,000
New +$31.4K
HBAN icon
363
Huntington Bancshares
HBAN
$35.5B
$29K 0.01%
+3,198
New +$29.8K
PGZ
364
Principal Real Estate Income Fund
PGZ
$68.7M
$29K 0.01%
+2,671
New +$31.1K
SLV icon
365
iShares Silver Trust
SLV
$30.9B
$28K 0.01%
+1,310
New +$29.8K
RDS.A
366
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$28K 0.01%
+1,125
New +$34K
KMI icon
367
Kinder Morgan
KMI
$68.7B
$27K 0.01%
2,176
-12,629
-85% -$176K
ROSC icon
368
Hartford Multifactor Small Cap ETF
ROSC
$62.5M
$26K 0.01%
+1,000
New +$26.1K
SPHY icon
369
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$26K 0.01%
+1,029
New +$26K
THW
370
abrdn World Healthcare Fund
THW
$551M
$26K 0.01%
+1,781
New +$25.9K
CLNE icon
371
Clean Energy Fuels
CLNE
$346M
$25K 0.01%
10,000
– –
PID icon
372
Invesco International Dividend Achievers ETF
PID
$919M
$24K 0.01%
+1,862
New +$24.1K
BFX
373
DELISTED
BowFlex Inc.
BFX
$24K 0.01%
+1,379
New +$17.7K
KEY icon
374
KeyCorp
KEY
$24.4B
$21K 0.01%
+1,731
New +$21.1K
MPT
375
Medical Properties Trust
MPT
$2.81B
$21K 0.01%
+1,215
New +$22.6K
13 14
15
16 17

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.