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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQQQ icon
351
Invesco China Technology ETF
CQQQ
$3.16B
$86K 0.03%
1,900
– –
IDU icon
352
iShares US Utilities ETF
IDU
$1.4B
$86K 0.03%
1,144
– –
MDLZ icon
353
Mondelez International
MDLZ
$79.9B
$85K 0.03%
1,580
– –
STPZ icon
354
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$85K 0.03%
1,621
– –
NBIX icon
355
Neurocrine Biosciences
NBIX
$16.4B
$84K 0.03%
1,000
+500
+100% +$41.1K
PCG icon
356
PG&E
PCG
$37.9B
$84K 0.03%
3,665
– –
SKYY icon
357
First Trust Cloud Computing ETF
SKYY
$3.07B
$83K 0.03%
1,450
– –
ABT icon
358
Abbott
ABT
$183B
$82K 0.03%
980
-260
-21% -$20.5K
VWOB icon
359
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$82K 0.03%
1,031
-452
-30% -$35.4K
OGIG icon
360
ALPS O'Shares Global Internet Giants ETF
OGIG
$110M
$81K 0.03%
3,250
+50
+2% +$1.23K
ROKU icon
361
Roku
ROKU
$21.8B
$81K 0.03%
900
+325
+57% +$26.1K
RQI icon
362
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$81K 0.03%
+5,924
New +$78.8K
TER icon
363
Teradyne
TER
$60.9B
$81K 0.03%
1,691
– –
UAA icon
364
Under Armour
UAA
$2.88B
$81K 0.03%
3,230
+225
+7% +$5.27K
CHRD icon
365
Chord Energy
CHRD
$7.32B
$80K 0.03%
14,145
-12,600
-47% -$71.6K
HYT icon
366
BlackRock Corporate High Yield Fund
HYT
$1.37B
$80K 0.03%
7,514
– –
VBK icon
367
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$80K 0.03%
433
-68
-14% -$12.4K
VIOG icon
368
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.08B
$80K 0.03%
1,028
-2
-0.2% -$155
DFS
369
DELISTED
Discover Financial Services
DFS
$79K 0.03%
1,030
– –
IVOV icon
370
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$79K 0.03%
1,296
-2
-0.2% -$121
PH icon
371
Parker-Hannifin
PH
$126B
$79K 0.03%
465
-20
-4% -$3.45K
GLD icon
372
SPDR Gold Trust
GLD
$138B
$78K 0.02%
588
-1,850
-76% -$229K
CDW icon
373
CDW
CDW
$17.9B
$77K 0.02%
694
– –
TLT icon
374
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
$77K 0.02%
+584
New +$74.2K
XSLV icon
375
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$77K 0.02%
1,614
-130
-7% -$6.2K
13 14
15
16 17

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.