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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYD icon
326
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$246K 0.04%
5,856
-800
-12% -$32.6K
VBR icon
327
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$246K 0.04%
1,374
+63
+5% +$11.2K
FBT icon
328
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$245K 0.04%
1,511
– –
PLD icon
329
Prologis
PLD
$133B
$241K 0.04%
+1,431
New +$214K
BNDX icon
330
Vanguard Total International Bond ETF
BNDX
$82.2B
$238K 0.04%
4,319
-886
-17% -$50.3K
ULTA icon
331
Ulta Beauty
ULTA
$24.3B
$236K 0.04%
+573
New +$223K
ARKW icon
332
ARK Web x.0 ETF
ARKW
$1.76B
$235K 0.04%
1,985
+58
+3% +$8.2K
CVS icon
333
CVS Health
CVS
$122B
$234K 0.04%
+2,266
New +$209K
MET icon
334
MetLife
MET
$62.1B
$233K 0.04%
+3,723
New +$234K
COIN icon
335
Coinbase
COIN
$40.5B
$232K 0.04%
919
-467
-34% -$136K
LUV icon
336
Southwest Airlines
LUV
$23B
$232K 0.04%
5,411
+27
+0.5% +$1.27K
GE icon
337
GE Aerospace
GE
$384B
$231K 0.04%
+3,916
New +$246K
DVY icon
338
iShares Select Dividend ETF
DVY
$23.6B
$230K 0.04%
1,878
-123
-6% -$14.7K
IIPR icon
339
Innovative Industrial Properties
IIPR
$1.72B
$227K 0.04%
+862
New +$221K
CMF icon
340
iShares California Muni Bond ETF
CMF
$4.62B
$221K 0.04%
3,540
+118
+3% +$7.33K
DEO icon
341
Diageo
DEO
$53.6B
$220K 0.04%
998
-116
-10% -$23.8K
NDSN icon
342
Nordson
NDSN
$17.3B
$219K 0.04%
857
– –
UTF icon
343
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$219K 0.04%
7,700
+100
+1% +$2.79K
NAVI icon
344
Navient
NAVI
$853M
$214K 0.04%
10,095
+75
+0.7% +$1.52K
QCLN icon
345
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$212K 0.04%
+3,122
New +$225K
DBL
346
DoubleLine Opportunistic Credit Fund
DBL
$280M
$211K 0.04%
+11,000
New +$212K
VRTX icon
347
Vertex Pharmaceuticals
VRTX
$126B
$211K 0.04%
+961
New +$187K
SCHE icon
348
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$210K 0.04%
7,079
– –
IAU icon
349
iShares Gold Trust
IAU
$67.5B
$209K 0.04%
+6,009
New +$205K
FSZ icon
350
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
$208K 0.04%
+2,919
New +$202K
12 13
14
15 16

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PWA
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Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.