We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
326
Fidelity National Information Services
FIS
$23.1B
$101K 0.03%
826
-1
-0.1% -$117
LRCX icon
327
Lam Research
LRCX
$398B
$101K 0.03%
5,390
-750
-12% -$14.2K
SVC
328
Service Properties Trust
SVC
$1.02B
$101K 0.03%
813
-43
-5% -$5.51K
CINF icon
329
Cincinnati Financial
CINF
$27.3B
$100K 0.03%
971
– –
FNF icon
330
Fidelity National Financial
FNF
$13.9B
$100K 0.03%
2,590
– –
NCA icon
331
Nuveen California Municipal Value Fund
NCA
$297M
$100K 0.03%
9,996
– –
PUI icon
332
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.6M
$100K 0.03%
3,100
– –
IYW icon
333
iShares US Technology ETF
IYW
$25.1B
$99K 0.03%
2,020
-2,000
-50% -$97.8K
NUE icon
334
Nucor
NUE
$59.5B
$99K 0.03%
1,812
+1
+0.1% +$55
SUSC icon
335
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$99K 0.03%
3,864
-495
-11% -$12.4K
VBR icon
336
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$99K 0.03%
764
+28
+4% +$3.64K
XYZ
337
Block Inc
XYZ
$50.4B
$99K 0.03%
1,366
+901
+194% +$62.9K
ALGN icon
338
Align Technology
ALGN
$12.4B
$98K 0.03%
359
-65
-15% -$19.6K
CSM icon
339
ProShares Large Cap Core Plus
CSM
$533M
$95K 0.03%
2,718
– –
JD icon
340
JD.com
JD
$44.5B
$95K 0.03%
3,150
-4,900
-61% -$141K
TIP icon
341
iShares TIPS Bond ETF
TIP
$14.5B
$94K 0.03%
820
+67
+9% +$7.62K
VSS icon
342
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$94K 0.03%
902
+5
+0.6% +$522
IVE icon
343
iShares S&P 500 Value ETF
IVE
$49.8B
$93K 0.03%
803
– –
DSI icon
344
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$92K 0.03%
1,682
+450
+37% +$24.2K
AWK icon
345
American Water Works
AWK
$26.1B
$91K 0.03%
785
+325
+71% +$35.9K
BKNG icon
346
Booking.com
BKNG
$151B
$91K 0.03%
1,225
– –
PKW icon
347
Invesco BuyBack Achievers ETF
PKW
$1.76B
$89K 0.03%
1,427
– –
CCL icon
348
Carnival Corporation Ltd
CCL
$40.5B
$88K 0.03%
1,908
+205
+12% +$10.7K
EUDG icon
349
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70M
$88K 0.03%
3,400
+400
+13% +$10.1K
ATVI
350
DELISTED
Activision Blizzard
ATVI
$88K 0.03%
1,876
+13
+0.7% +$597
12 13
14
15 16

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
LCM
Legato Capital Management San Francisco, California $1.1B AUM 61.65% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
CF
Corebridge Financial Houston, Texas $1.09B AUM 1.85% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return

Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.