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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-5.13%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
-$70.7M
Cap. Flow
-$37.6M
Cap. Flow %
-7.37%
Top 10 Hldgs %
36.26%
Holding
375
New
14
Increased
100
Reduced
180
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.32M
2
FSK icon
FS KKR Capital
FSK
+$1.94M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.8M
2
VT icon
Vanguard Total World Stock ETF
VT
+$2.19M
3
MSFT icon
Microsoft
MSFT
+$1.9M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.75M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Consumer Discretionary 6.07%
3 Financials 4.89%
4 Industrials 4.73%
5 Communication Services 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDO
301
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$178K 0.03%
10,448
-4,929
-32% -$87.9K
PFN
302
PIMCO Income Strategy Fund II
PFN
$703M
$177K 0.03%
20,335
+335
+2% +$3.01K
USA icon
303
Liberty All-Star Equity Fund
USA
$1.85B
$85K 0.02%
+10,497
New +$80.8K
CHRN
304
ChronoScale Holdings
CHRN
$3.04B
$56K 0.01%
1,300
+260
+25% +$10.2K
ALGS icon
305
Aligos Therapeutics
ALGS
$34.9M
$36K 0.01%
674
+80
+13% +$6.41K
SRNE
306
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$23K ﹤0.01%
10,000
– –
ADSK icon
307
Autodesk
ADSK
$52.6B
– –
-1,114
Closed -$313K
AIG icon
308
American International
AIG
$41.3B
– –
-4,805
Closed -$273K
AMAT icon
309
Applied Materials
AMAT
$428B
– –
-2,229
Closed -$351K
APO icon
310
Apollo Global Management
APO
$73.4B
– –
-9,361
Closed -$678K
ARKW icon
311
ARK Web x.0 ETF
ARKW
$1.75B
– –
-1,985
Closed -$235K
BDX icon
312
Becton Dickinson
BDX
$48.2B
– –
-1,383
Closed -$339K
BKNG icon
313
Booking.com
BKNG
$161B
– –
-2,875
Closed -$276K
COIN icon
314
Coinbase
COIN
$40.5B
– –
-919
Closed -$232K
COP icon
315
ConocoPhillips
COP
$141B
– –
-4,023
Closed -$290K
CRWD icon
316
CrowdStrike
CRWD
$218B
– –
-5,292
Closed -$271K
CVS icon
317
CVS Health
CVS
$122B
– –
-2,266
Closed -$234K
DFAC icon
318
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
– –
-34,669
Closed -$1M
ECL icon
319
Ecolab
ECL
$79.9B
– –
-2,103
Closed -$493K
EES icon
320
WisdomTree US SmallCap Earnings Fund
EES
$731M
– –
-4,954
Closed -$255K
EMQQ icon
321
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$273M
– –
-19,109
Closed -$820K
EMXC icon
322
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
– –
-16,249
Closed -$985K
FAX
323
abrdn Asia-Pacific Income Fund
FAX
$600M
– –
-1,667
Closed -$38K
FBT icon
324
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
– –
-1,511
Closed -$245K
FSZ icon
325
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
– –
-2,919
Closed -$208K
11 12
13
14 15

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MAM
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KCM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, Golden State Wealth Management held 375 positions worth $510M, down 12% from $581M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management withdrew a net $37.6M in Q1 2022, closing 69 positions and reducing 180 holdings. Its most notable exit was Vanguard Total World Stock ETF, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Real Estate Select Sector SPDR ETF worth $841K.

  • Golden State Wealth Management's largest Q1 2022 buy was State Street Real Estate Select Sector SPDR ETF: 17,411 shares worth $841K.
  • Golden State Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2022, an estimated $2.32M increase.
  • Golden State Wealth Management's biggest Q1 2022 reduction was Apple, cutting an estimated $2.8M.
  • Golden State Wealth Management fully exited Vanguard Total World Stock ETF in Q1 2022, selling an estimated $2.19M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $510M portfolio in Q1 2022.
  • Golden State Wealth Management opened 14 new positions and closed 69 in Q1 2022.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $510M.

Based on Golden State Wealth Management's 13F filing for Q1 2022, filed 16 May 2022.