We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPBI
301
DELISTED
Pacific Premier Bancorp
PPBI
$276K 0.05%
6,885
-88
-1% -$3.65K
RBLX icon
302
Roblox
RBLX
$27B
$275K 0.05%
2,663
-499
-16% -$48.5K
AIG icon
303
American International
AIG
$41.3B
$273K 0.05%
+4,805
New +$274K
DOV icon
304
Dover
DOV
$28.4B
$272K 0.05%
1,498
+23
+2% +$3.9K
CRWD icon
305
CrowdStrike
CRWD
$218B
$271K 0.05%
5,292
+896
+20% +$54.6K
SYY icon
306
Sysco
SYY
$40.3B
$271K 0.05%
+3,445
New +$265K
IWD icon
307
iShares Russell 1000 Value ETF
IWD
$83.7B
$270K 0.05%
1,611
+164
+11% +$26.9K
MSGS icon
308
Madison Square Garden
MSGS
$9.39B
$268K 0.05%
1,545
– –
TER icon
309
Teradyne
TER
$59.3B
$267K 0.05%
+1,635
New +$230K
TJX icon
310
TJX Companies
TJX
$178B
$267K 0.05%
+3,514
New +$244K
PNC icon
311
PNC Financial Services
PNC
$101B
$263K 0.05%
+1,314
New +$267K
SLY
312
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$263K 0.05%
2,651
+323
+14% +$31.9K
LEN icon
313
Lennar Class A
LEN
$21.2B
$262K 0.05%
2,326
-133
-5% -$13.6K
NOBL icon
314
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$257K 0.04%
5,236
+4
+0.1% +$189
SOXX icon
315
iShares Semiconductor ETF
SOXX
$48.7B
$257K 0.04%
1,419
+15
+1% +$2.52K
EES icon
316
WisdomTree US SmallCap Earnings Fund
EES
$731M
$255K 0.04%
+4,954
New +$253K
NUMG icon
317
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
$254K 0.04%
+5,172
New +$286K
REGN icon
318
Regeneron Pharmaceuticals
REGN
$80.8B
$252K 0.04%
399
-30
-7% -$18.4K
SCHD icon
319
Schwab US Dividend Equity ETF
SCHD
$105B
$250K 0.04%
+9,267
New +$241K
PXD
320
DELISTED
Pioneer Natural Resource Co.
PXD
$249K 0.04%
+1,367
New +$252K
BMY icon
321
Bristol-Myers Squibb
BMY
$132B
$248K 0.04%
+3,976
New +$233K
OUNZ icon
322
VanEck Merk Gold Trust
OUNZ
$2.69B
$248K 0.04%
13,965
-1,385
-9% -$24.2K
WDAY icon
323
Workday
WDAY
$44.4B
$248K 0.04%
+908
New +$252K
TRV icon
324
Travelers Companies
TRV
$80.2B
$247K 0.04%
+1,581
New +$247K
FMB icon
325
First Trust Managed Municipal ETF
FMB
$2.06B
$246K 0.04%
4,324
– –
11 12
13
14 15

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.