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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIZZ icon
301
National Beverage
FIZZ
$3.01B
$10K ﹤0.01%
+200
New +$9.31K
OXY icon
302
Occidental Petroleum
OXY
$55.9B
$6K ﹤0.01%
+200
New +$5.34K
CCL icon
303
Carnival Corporation Ltd
CCL
$39.7B
$5K ﹤0.01%
+200
New +$4.65K
PARAA
304
DELISTED
Paramount Global Class A
PARAA
$4K ﹤0.01%
+100
New +$4.47K
AVEO
305
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$3K ﹤0.01%
+500
New +$2.99K
CNP icon
306
CenterPoint Energy
CNP
$26.8B
$2K ﹤0.01%
+100
New +$2.56K
ICPT
307
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1K ﹤0.01%
+100
New +$1.6K
BABA icon
308
CALL
Alibaba
BABA
$308B
– –
-600
Closed -$136K
BALL icon
309
Ball Corp
BALL
$16.8B
– –
-4,288
Closed -$347K
BMY icon
310
Bristol-Myers Squibb
BMY
$132B
– –
-3,181
Closed -$213K
CCL icon
311
CALL
Carnival Corporation Ltd
CCL
$39.7B
– –
-200
Closed -$5K
CNP icon
312
CALL
CenterPoint Energy
CNP
$26.8B
– –
-100
Closed -$3K
DDD icon
313
3D Systems Corp
DDD
$613M
– –
-5,150
Closed -$206K
FIZZ icon
314
CALL
National Beverage
FIZZ
$3.01B
– –
-200
Closed -$9K
GE icon
315
GE Aerospace
GE
$384B
– –
-2,409
Closed -$162K
IBM icon
316
IBM
IBM
$224B
– –
-1,468
Closed -$206K
IDV icon
317
iShares International Select Dividend ETF
IDV
$8.51B
– –
-6,196
Closed -$201K
KMB icon
318
CALL
Kimberly-Clark
KMB
$36.5B
– –
-100
Closed -$13K
KWEB icon
319
KraneShares CSI China Internet ETF
KWEB
$5.67B
– –
-25,437
Closed -$1.77M
META icon
320
CALL
Meta Platforms (Facebook)
META
$1.51T
– –
-200
Closed -$69K
OXY icon
321
CALL
Occidental Petroleum
OXY
$55.9B
– –
-200
Closed -$6K
PARAA
322
CALL
DELISTED
Paramount Global Class A
PARAA
– –
-100
Closed -$5K
PRNT icon
323
The 3D Printing ETF
PRNT
$65M
– –
-5,820
Closed -$232K
PTLC icon
324
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
– –
-5,677
Closed -$213K
QCOM icon
325
CALL
Qualcomm
QCOM
$176B
– –
-100
Closed -$14K
10 11 12
13
14

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KCM
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.