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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
301
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$71K 0.02%
+1,167
New +$72.3K
XSOE icon
302
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$70K 0.02%
+2,091
New +$69.5K
EFV icon
303
iShares MSCI EAFE Value ETF
EFV
$30.2B
$69K 0.02%
+1,706
New +$70.6K
DHS icon
304
WisdomTree US High Dividend Fund
DHS
$1.58B
$68K 0.02%
1,095
-4,793
-81% -$305K
ARCC icon
305
Ares Capital
ARCC
$14.4B
$66K 0.02%
+4,744
New +$67.5K
ENB icon
306
Enbridge
ENB
$112B
$66K 0.02%
+2,262
New +$71.2K
SWX icon
307
Southwest Gas
SWX
$6.67B
$66K 0.02%
+1,040
New +$69.5K
RCL icon
308
Royal Caribbean
RCL
$85.6B
$65K 0.02%
+1,011
New +$59.5K
BFH icon
309
Bread Financial
BFH
$4.38B
$63K 0.02%
+1,880
New +$66.8K
GIS icon
310
General Mills
GIS
$19.7B
$63K 0.02%
+1,022
New +$63.9K
WBA
311
DELISTED
Walgreens Boots Alliance
WBA
$63K 0.02%
+1,762
New +$68.9K
IEMG icon
312
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$60K 0.02%
+1,133
New +$59.4K
PCG icon
313
PG&E
PCG
$38.5B
$60K 0.02%
+6,377
New +$59.1K
SPH icon
314
Suburban Propane Partners
SPH
$1.18B
$60K 0.02%
+3,700
New +$50.7K
CWBC
315
Community West Bancshares
CWBC
$684M
$59K 0.02%
+4,737
New +$61.6K
FDL icon
316
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$58K 0.02%
+2,215
New +$58.7K
GSG icon
317
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
$57K 0.02%
+5,291
New +$57.4K
TCBK icon
318
TriCo Bancshares
TCBK
$1.83B
$57K 0.02%
+2,321
New +$64.7K
MUC icon
319
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$56K 0.02%
+4,000
New +$57.8K
CWH icon
320
Camping World
CWH
$653M
$55K 0.02%
+1,846
New +$60.2K
EIX icon
321
Edison International
EIX
$26.4B
$55K 0.02%
1,080
-2,779
-72% -$148K
PREF icon
322
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$54K 0.02%
+2,665
New +$53.1K
USA icon
323
Liberty All-Star Equity Fund
USA
$1.85B
$54K 0.02%
+9,016
New +$53.9K
SPIP icon
324
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$53K 0.02%
+1,705
New +$52.4K
KSS icon
325
Kohl's
KSS
$2.19B
$51K 0.02%
+2,750
New +$58.2K
11 12
13
14 15

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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.