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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
301
First Trust Cloud Computing ETF
SKYY
$3.12B
$71K 0.03%
+1,300
New +$78.9K
VBK icon
302
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$71K 0.03%
+472
New +$87.6K
FFIV icon
303
F5
FFIV
$22.7B
$69K 0.03%
+650
New +$79.5K
NVS icon
304
Novartis
NVS
$297B
$69K 0.03%
+838
New +$74.8K
OEF icon
305
iShares S&P 100 ETF
OEF
$20.5B
$69K 0.03%
+585
New +$80.6K
TCBK icon
306
TriCo Bancshares
TCBK
$1.83B
$69K 0.03%
+2,321
New +$81.2K
UNP icon
307
Union Pacific
UNP
$174B
$69K 0.03%
+491
New +$81.2K
VXF icon
308
Vanguard Extended Market ETF
VXF
$31.9B
$68K 0.03%
+749
New +$87.1K
EUDG icon
309
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.6M
$67K 0.03%
+3,075
New +$78.9K
VOE icon
310
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$67K 0.03%
+827
New +$89.1K
DON icon
311
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$66K 0.03%
+2,745
New +$92.4K
HYT icon
312
BlackRock Corporate High Yield Fund
HYT
$1.37B
$66K 0.03%
+7,514
New +$78.6K
CDW icon
313
CDW
CDW
$17B
$65K 0.03%
+694
New +$85K
DOW icon
314
Dow Inc
DOW
$21.2B
$64K 0.03%
+2,191
New +$93.1K
EXC icon
315
Exelon
EXC
$47B
$64K 0.03%
+2,455
New +$77.2K
FTC icon
316
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$64K 0.03%
+1,061
New +$74.8K
MBB icon
317
iShares MBS ETF
MBB
$39.1B
$64K 0.03%
+581
New +$63.2K
NTGR icon
318
NETGEAR
NTGR
$635M
$64K 0.03%
+2,800
New +$62.9K
DUK icon
319
Duke Energy
DUK
$97.3B
$63K 0.03%
+783
New +$71.9K
KKR icon
320
KKR & Co
KKR
$92.3B
$63K 0.03%
+2,670
New +$76.7K
ATVI
321
DELISTED
Activision Blizzard
ATVI
$63K 0.03%
+1,055
New +$62.6K
FNF icon
322
Fidelity National Financial
FNF
$13.5B
$62K 0.03%
+2,590
New +$102K
MOAT icon
323
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$62K 0.03%
+1,406
New +$72.3K
PH icon
324
Parker-Hannifin
PH
$135B
$62K 0.03%
+477
New +$86.3K
VIOG icon
325
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$62K 0.03%
+1,042
New +$79K
11 12
13
14 15

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.