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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
301
CVS Health
CVS
$133B
$125K 0.04%
2,307
+899
+64% +$48.4K
FTC icon
302
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$125K 0.04%
+1,790
New +$122K
CGC
303
Canopy Growth
CGC
$404M
$124K 0.04%
308
+2
+0.7% +$880
PANW icon
304
Palo Alto Networks
PANW
$299B
$124K 0.04%
3,678
-1,020
-22% -$38.2K
VEU icon
305
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$124K 0.04%
2,442
+1
+0% +$50
VMC icon
306
Vulcan Materials
VMC
$36.7B
$122K 0.04%
894
-716
-44% -$91.4K
NDSN icon
307
Nordson
NDSN
$16.9B
$121K 0.04%
857
– –
VGIT icon
308
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$121K 0.04%
+1,841
New +$119K
FDN icon
309
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$120K 0.04%
840
– –
DNI
310
DELISTED
Dividend and Income Fund
DNI
$119K 0.04%
+10,345
New +$120K
KKR icon
311
KKR & Co
KKR
$95.7B
$118K 0.04%
4,695
-100
-2% -$2.39K
NVO
312
Novo Nordisk
NVO
$196B
$117K 0.04%
4,600
– –
DD icon
313
DuPont de Nemours
DD
$19.1B
$116K 0.04%
1,236
-275
-18% -$32.8K
TGT icon
314
Target
TGT
$67.8B
$115K 0.04%
1,336
+695
+108% +$56.2K
HQH
315
abrdn Healthcare Investors
HQH
$1.27B
$113K 0.04%
5,657
+624
+12% +$12.3K
NEWR
316
DELISTED
New Relic, Inc.
NEWR
$113K 0.04%
1,312
+112
+9% +$11.1K
AMD icon
317
Advanced Micro Devices
AMD
$846B
$112K 0.04%
3,700
+1,200
+48% +$34.2K
FFIV icon
318
F5
FFIV
$23.1B
$112K 0.04%
775
+275
+55% +$41.2K
VLO icon
319
Valero Energy
VLO
$88.9B
$109K 0.03%
1,273
-2
-0.2% -$165
DWLD icon
320
Davis Select Worldwide ETF
DWLD
$622M
$107K 0.03%
4,600
-3,360
-42% -$78.5K
MOAT icon
321
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$107K 0.03%
2,238
– –
DHS icon
322
WisdomTree US High Dividend Fund
DHS
$1.59B
$105K 0.03%
1,445
– –
SPIP icon
323
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$105K 0.03%
3,722
+1,652
+80% +$46.1K
PRU icon
324
Prudential Financial
PRU
$42.7B
$104K 0.03%
1,035
-1,100
-52% -$110K
TSLX icon
325
Sixth Street Specialty
TSLX
$1.68B
$102K 0.03%
5,240
– –
11 12
13
14 15

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.