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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-5.13%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
-$70.7M
Cap. Flow
-$37.6M
Cap. Flow %
-7.37%
Top 10 Hldgs %
36.26%
Holding
375
New
14
Increased
100
Reduced
180
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.32M
2
FSK icon
FS KKR Capital
FSK
+$1.94M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.8M
2
VT icon
Vanguard Total World Stock ETF
VT
+$2.19M
3
MSFT icon
Microsoft
MSFT
+$1.9M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.75M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 9.04%
2 Consumer Discretionary 6.07%
3 Financials 4.89%
4 Industrials 4.73%
5 Communication Services 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
276
iShares US Energy ETF
IYE
$1.7B
$234K 0.05%
+5,716
New +$211K
NUMG icon
277
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
$233K 0.05%
5,309
+137
+3% +$5.91K
UTF icon
278
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$233K 0.05%
8,065
+365
+5% +$9.92K
DOV icon
279
Dover
DOV
$28.4B
$231K 0.05%
1,475
-23
-2% -$3.77K
OUNZ icon
280
VanEck Merk Gold Trust
OUNZ
$2.69B
$230K 0.05%
12,202
-1,763
-13% -$32.2K
BABA icon
281
Alibaba
BABA
$308B
$229K 0.04%
2,106
-761
-27% -$87.7K
ENB icon
282
Enbridge
ENB
$112B
$228K 0.04%
4,947
-8,176
-62% -$350K
PM icon
283
Philip Morris
PM
$295B
$226K 0.04%
2,402
-595
-20% -$59.5K
ZTS icon
284
Zoetis
ZTS
$30B
$224K 0.04%
1,186
-1,248
-51% -$247K
BMY icon
285
Bristol-Myers Squibb
BMY
$132B
$215K 0.04%
2,942
-1,034
-26% -$69.4K
EIX icon
286
Edison International
EIX
$26.4B
$215K 0.04%
3,061
-4,030
-57% -$257K
VMC icon
287
Vulcan Materials
VMC
$36.9B
$215K 0.04%
1,171
-1,271
-52% -$237K
CFB
288
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$213K 0.04%
+13,500
New +$214K
BNDX icon
289
Vanguard Total International Bond ETF
BNDX
$83.1B
$211K 0.04%
4,014
-305
-7% -$16.4K
FIF
290
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$210K 0.04%
13,762
+130
+1% +$1.83K
VHT icon
291
Vanguard Health Care ETF
VHT
$18.7B
$208K 0.04%
+817
New +$202K
ARKK icon
292
ARK Innovation ETF
ARKK
$6.29B
$207K 0.04%
3,127
-12,579
-80% -$888K
ESGE icon
293
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$206K 0.04%
5,603
-2,973
-35% -$114K
KO icon
294
Coca-Cola
KO
$375B
$204K 0.04%
3,289
-6,350
-66% -$386K
DBL
295
DoubleLine Opportunistic Credit Fund
DBL
$280M
$203K 0.04%
12,118
+1,118
+10% +$19.8K
DEO icon
296
Diageo
DEO
$53.6B
$203K 0.04%
998
– –
GM icon
297
General Motors
GM
$76.8B
$203K 0.04%
4,632
-2,173
-32% -$108K
IIPR icon
298
Innovative Industrial Properties
IIPR
$1.72B
$202K 0.04%
983
+121
+14% +$23.8K
NXPI icon
299
NXP Semiconductors
NXPI
$60.4B
$202K 0.04%
1,090
-614
-36% -$121K
SOXX icon
300
iShares Semiconductor ETF
SOXX
$45.9B
$200K 0.04%
1,269
-150
-11% -$24K
10 11
12
13 14

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, Golden State Wealth Management held 375 positions worth $510M, down 12% from $581M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management withdrew a net $37.6M in Q1 2022, closing 69 positions and reducing 180 holdings. Its most notable exit was Vanguard Total World Stock ETF, an estimated $2.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Real Estate Select Sector SPDR ETF worth $841K.

  • Golden State Wealth Management's largest Q1 2022 buy was State Street Real Estate Select Sector SPDR ETF: 17,411 shares worth $841K.
  • Golden State Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2022, an estimated $2.32M increase.
  • Golden State Wealth Management's biggest Q1 2022 reduction was Apple, cutting an estimated $2.8M.
  • Golden State Wealth Management fully exited Vanguard Total World Stock ETF in Q1 2022, selling an estimated $2.19M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $510M portfolio in Q1 2022.
  • Golden State Wealth Management opened 14 new positions and closed 69 in Q1 2022.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $510M.

Based on Golden State Wealth Management's 13F filing for Q1 2022, filed 16 May 2022.