We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
276
Linde
LIN
$226B
$221K 0.05%
753
– –
SLY
277
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$221K 0.05%
2,328
-81
-3% -$7.71K
HTRB icon
278
Hartford Total Return Bond ETF
HTRB
$2.22B
$218K 0.05%
+5,364
New +$221K
SWKS icon
279
Skyworks Solutions
SWKS
$10.6B
$217K 0.05%
1,315
– –
SCHE icon
280
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$216K 0.05%
7,079
+889
+14% +$27.8K
DEO icon
281
Diageo
DEO
$53.6B
$215K 0.05%
1,114
– –
NOW icon
282
ServiceNow
NOW
$129B
$213K 0.05%
1,710
-150
-8% -$18.2K
ABT icon
283
Abbott
ABT
$187B
$212K 0.05%
1,792
+19
+1% +$2.33K
CAL icon
284
Caleres
CAL
$487M
$212K 0.05%
+9,553
New +$230K
CMF icon
285
iShares California Muni Bond ETF
CMF
$4.62B
$212K 0.05%
+3,422
New +$214K
PANW icon
286
Palo Alto Networks
PANW
$297B
$211K 0.05%
+2,640
New +$185K
SOXX icon
287
iShares Semiconductor ETF
SOXX
$48.7B
$209K 0.05%
1,404
– –
LAD icon
288
Lithia Motors
LAD
$8.26B
$208K 0.05%
+655
New +$228K
AMAT icon
289
Applied Materials
AMAT
$428B
$206K 0.04%
1,599
+24
+2% +$3.26K
UTF icon
290
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$206K 0.04%
7,600
+600
+9% +$17.1K
DFP
291
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$204K 0.04%
7,076
-130
-2% -$3.82K
FIXD icon
292
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$204K 0.04%
+3,808
New +$206K
MP icon
293
MP Materials
MP
$9.1B
$204K 0.04%
6,334
+54
+0.9% +$1.88K
NDSN icon
294
Nordson
NDSN
$17.3B
$204K 0.04%
+857
New +$198K
ZTS icon
295
Zoetis
ZTS
$30B
$204K 0.04%
1,050
-50
-5% -$10.1K
NAVI icon
296
Navient
NAVI
$853M
$198K 0.04%
+10,020
New +$215K
SRNE
297
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$76K 0.02%
10,000
– –
ZM icon
298
Zoom
ZM
$30.6B
$26K 0.01%
+100
New +$33.7K
KMB icon
299
Kimberly-Clark
KMB
$36.5B
$13K ﹤0.01%
+100
New +$13.6K
TOL icon
300
Toll Brothers
TOL
$14.5B
$11K ﹤0.01%
+200
New +$11.8K
10 11
12
13 14

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.