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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+6.92%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$454M
AUM Growth
+$150M
Cap. Flow
+$127M
Cap. Flow %
27.98%
Top 10 Hldgs %
35.44%
Holding
313
New
114
Increased
108
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.46M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.17M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.19M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.86M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.97M

Top Sells

Rank Stock Value
1
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$1.38M
2
FSKR
FS KKR Capital Corp. II
FSKR
+$1.22M
3
TMO icon
Thermo Fisher Scientific
TMO
+$690K
4
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$560K
5
UNH icon
UnitedHealth
UNH
+$359K

Sector Composition

Rank Sector Weight
1 Technology 8.56%
2 Consumer Discretionary 6.61%
3 Industrials 4.97%
4 Financials 4.88%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTLC icon
276
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$213K 0.05%
+5,677
New +$208K
SOXX icon
277
iShares Semiconductor ETF
SOXX
$48.7B
$213K 0.05%
1,404
-579
-29% -$82.8K
TER icon
278
Teradyne
TER
$59.3B
$213K 0.05%
1,594
-298
-16% -$38.1K
XSD icon
279
State Street SPDR S&P Semiconductor ETF
XSD
$3.04B
$213K 0.05%
+1,106
New +$199K
DFP
280
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$211K 0.05%
7,206
+70
+1% +$2.1K
FMB icon
281
First Trust Managed Municipal ETF
FMB
$2.06B
$211K 0.05%
3,691
-950
-20% -$54.2K
LDSF icon
282
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$209K 0.05%
+10,278
New +$209K
ABT icon
283
Abbott
ABT
$187B
$206K 0.05%
+1,773
New +$207K
DDD icon
284
3D Systems Corp
DDD
$613M
$206K 0.05%
+5,150
New +$136K
IBM icon
285
IBM
IBM
$224B
$206K 0.05%
+1,468
New +$201K
ZTS icon
286
Zoetis
ZTS
$30.5B
$205K 0.05%
+1,100
New +$191K
NOW icon
287
ServiceNow
NOW
$129B
$204K 0.05%
1,860
-400
-18% -$40.6K
SCHE icon
288
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$204K 0.05%
+6,190
New +$201K
BKNG icon
289
Booking.com
BKNG
$161B
$203K 0.04%
+2,325
New +$217K
TJX icon
290
TJX Companies
TJX
$178B
$203K 0.04%
+3,015
New +$206K
IDV icon
291
iShares International Select Dividend ETF
IDV
$8.51B
$201K 0.04%
+6,196
New +$204K
UTF icon
292
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$201K 0.04%
+7,000
New +$202K
GE icon
293
GE Aerospace
GE
$384B
$162K 0.04%
2,409
+131
+6% +$8.74K
BABA icon
294
CALL
Alibaba
BABA
$308B
$136K 0.03%
+600
New +$133K
SRNE
295
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$97K 0.02%
10,000
– –
META icon
296
CALL
Meta Platforms (Facebook)
META
$1.51T
$69K 0.02%
+200
New +$64.2K
ZM icon
297
CALL
Zoom
ZM
$30.6B
$39K 0.01%
+100
New +$33.3K
QCOM icon
298
CALL
Qualcomm
QCOM
$176B
$14K ﹤0.01%
+100
New +$13.5K
KMB icon
299
CALL
Kimberly-Clark
KMB
$36.5B
$13K ﹤0.01%
+100
New +$13.3K
FIZZ icon
300
CALL
National Beverage
FIZZ
$3.01B
$9K ﹤0.01%
+200
New +$9.7K
9 10 11
12
13

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Golden State Wealth Management held 313 positions worth $454M, up 50% from $303M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Golden State Wealth Management deployed $127M of net new capital in Q2 2021, opening 114 new positions and adding to 108 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 55,961 shares worth $7.44M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $1.38M trimmed.

  • Golden State Wealth Management's largest Q2 2021 buy was iShares MSCI USA Quality Factor ETF: 55,961 shares worth $7.44M.
  • Golden State Wealth Management added most to iShares MSCI USA Momentum Factor ETF in Q2 2021, an estimated $7.46M increase.
  • Golden State Wealth Management's biggest Q2 2021 reduction was State Street SPDR Portfolio S&P 600 Small Cap ETF, cutting an estimated $1.38M.
  • Golden State Wealth Management fully exited FS KKR Capital Corp. II in Q2 2021, selling an estimated $1.22M.
  • Golden State Wealth Management's ten largest holdings make up 35% of its $454M portfolio in Q2 2021.
  • Golden State Wealth Management opened 114 new positions and closed 6 in Q2 2021.
  • Golden State Wealth Management's portfolio value rose 50% quarter-over-quarter to $454M.

Based on Golden State Wealth Management's 13F filing for Q2 2021, filed 12 Aug 2021.