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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
276
Sysco
SYY
$40.3B
$87K 0.03%
+1,391
New +$80.9K
FSK icon
277
FS KKR Capital
FSK
$3.44B
$86K 0.03%
+5,435
New +$84.8K
KKR icon
278
KKR & Co
KKR
$92.3B
$86K 0.03%
+2,490
New +$87.1K
DOW icon
279
Dow Inc
DOW
$21.2B
$85K 0.03%
+1,815
New +$81.5K
REV
280
DELISTED
Revlon, Inc.
REV
$85K 0.03%
+13,500
New +$103K
BOTZ icon
281
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$84K 0.03%
3,000
-58,220
-95% -$1.53M
CNC icon
282
Centene
CNC
$32.5B
$82K 0.03%
+1,408
New +$87.5K
FNF icon
283
Fidelity National Financial
FNF
$13.5B
$82K 0.03%
+2,740
New +$85.8K
HUSV icon
284
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$85.2M
$82K 0.03%
+2,983
New +$80.9K
NAVI icon
285
Navient
NAVI
$853M
$82K 0.03%
+9,750
New +$80K
VWOB icon
286
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$81K 0.03%
+1,031
New +$82.3K
HYT icon
287
BlackRock Corporate High Yield Fund
HYT
$1.37B
$80K 0.03%
+7,514
New +$81K
HDMV icon
288
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.8M
$79K 0.03%
+2,754
New +$79.3K
CPB icon
289
Campbell Soup
CPB
$6.87B
$77K 0.03%
+1,600
New +$79K
ISTB icon
290
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$77K 0.03%
+1,484
New +$76.5K
SPIB icon
291
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$77K 0.03%
+2,105
New +$77.5K
SPTM icon
292
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$77K 0.03%
+1,894
New +$76.7K
XLI icon
293
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$77K 0.03%
+1,006
New +$75.2K
AMCX icon
294
AMC Global Media
AMCX
$489M
$75K 0.03%
+3,050
New +$73.2K
GSK icon
295
GSK
GSK
$106B
$74K 0.02%
+1,580
New +$79.2K
LVS icon
296
Las Vegas Sands
LVS
$29.6B
$74K 0.02%
+1,578
New +$75.4K
UBER icon
297
Uber
UBER
$153B
$72K 0.02%
+1,970
New +$65K
GE icon
298
GE Aerospace
GE
$384B
$71K 0.02%
2,291
-178
-7% -$5.79K
IP icon
299
International Paper
IP
$22B
$71K 0.02%
+1,842
New +$65K
OGIG icon
300
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$71K 0.02%
+1,610
New +$67.4K
10 11
12
13 14

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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.