We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
276
GE Aerospace
GE
$384B
$85K 0.04%
+2,151
New +$115K
VBR icon
277
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$85K 0.04%
+958
New +$116K
CNC icon
278
Centene
CNC
$32.5B
$84K 0.04%
+1,408
New +$85.4K
DXCM icon
279
DexCom
DXCM
$32B
$83K 0.04%
+1,240
New +$77.2K
PCEF icon
280
Invesco CEF Income Composite ETF
PCEF
$813M
$82K 0.04%
+4,700
New +$102K
PPBI
281
DELISTED
Pacific Premier Bancorp
PPBI
$82K 0.04%
+4,335
New +$115K
SEDG icon
282
SolarEdge
SEDG
$1.95B
$82K 0.04%
+1,001
New +$106K
WFC icon
283
Wells Fargo
WFC
$264B
$81K 0.04%
+2,832
New +$120K
QRVO icon
284
Qorvo
QRVO
$8.74B
$80K 0.04%
+994
New +$99.4K
VGT icon
285
Vanguard Information Technology ETF
VGT
$149B
$80K 0.04%
+3,040
New +$92.1K
ZM icon
286
Zoom
ZM
$30.6B
$80K 0.04%
+550
New +$54.3K
VYM icon
287
Vanguard High Dividend Yield ETF
VYM
$83.5B
$79K 0.03%
+1,120
New +$96.2K
AWR icon
288
American States Water
AWR
$3.46B
$78K 0.03%
+954
New +$81.8K
ABT icon
289
Abbott
ABT
$187B
$77K 0.03%
+981
New +$81.9K
BIG
290
DELISTED
Big Lots, Inc.
BIG
$77K 0.03%
+5,400
New +$122K
SPIB icon
291
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$76K 0.03%
+2,221
New +$77.9K
SDIV icon
292
Global X SuperDividend ETF
SDIV
$1.22B
$75K 0.03%
+2,683
New +$122K
CPB icon
293
Campbell Soup
CPB
$6.87B
$74K 0.03%
+1,600
New +$77K
NAVI icon
294
Navient
NAVI
$853M
$74K 0.03%
+9,750
New +$116K
TSLX icon
295
Sixth Street Specialty
TSLX
$1.81B
$73K 0.03%
+5,240
New +$106K
VWOB icon
296
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$73K 0.03%
+1,031
New +$81.1K
SWX icon
297
Southwest Gas
SWX
$6.67B
$72K 0.03%
+1,040
New +$74.8K
VONG icon
298
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$72K 0.03%
+1,868
New +$82.8K
MCK icon
299
McKesson
MCK
$101B
$71K 0.03%
+526
New +$77K
PANW icon
300
Palo Alto Networks
PANW
$297B
$71K 0.03%
+2,616
New +$91.3K
10 11
12
13 14

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.