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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWX icon
276
State Street SPDR S&P International Dividend ETF
DWX
$529M
$141K 0.04%
3,599
-175
-5% -$6.76K
ZUO
277
DELISTED
Zuora, Inc.
ZUO
$140K 0.04%
+9,200
New +$174K
BSCJ
278
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$140K 0.04%
6,662
– –
BSCK
279
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$140K 0.04%
6,630
– –
SOXX icon
280
iShares Semiconductor ETF
SOXX
$48.6B
$139K 0.04%
2,103
+45
+2% +$2.94K
WMT icon
281
Walmart Inc
WMT
$888B
$139K 0.04%
3,780
+225
+6% +$7.75K
QEFA icon
282
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.07B
$138K 0.04%
2,196
-177
-7% -$11K
FXG icon
283
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$137K 0.04%
3,000
– –
IVOG icon
284
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.67B
$137K 0.04%
1,958
-2
-0.1% -$137
SAN icon
285
Banco Santander
SAN
$207B
$137K 0.04%
+31,304
New +$141K
INB
286
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$137K 0.04%
+15,398
New +$132K
MNK
287
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$135K 0.04%
14,776
+1,100
+8% +$15.9K
EA icon
288
Electronic Arts
EA
$52.9B
$133K 0.04%
1,320
– –
PPBI
289
DELISTED
Pacific Premier Bancorp
PPBI
$133K 0.04%
4,335
– –
VYM icon
290
Vanguard High Dividend Yield ETF
VYM
$82.6B
$133K 0.04%
1,523
-5,697
-79% -$493K
DGRW icon
291
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$132K 0.04%
3,041
-163
-5% -$7.06K
EIX icon
292
Edison International
EIX
$27.2B
$132K 0.04%
1,958
+10
+0.5% +$621
UNP icon
293
Union Pacific
UNP
$176B
$132K 0.04%
783
+141
+22% +$24.2K
IDV icon
294
iShares International Select Dividend ETF
IDV
$8.48B
$129K 0.04%
4,231
+73
+2% +$2.26K
MCA
295
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$129K 0.04%
9,102
– –
EFG icon
296
iShares MSCI EAFE Growth ETF
EFG
$17B
$128K 0.04%
1,596
+40
+3% +$3.16K
ROBO icon
297
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$128K 0.04%
3,213
-602
-16% -$23.6K
JPS
298
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$128K 0.04%
13,578
+237
+2% +$2.2K
EWJ icon
299
iShares MSCI Japan ETF
EWJ
$22.4B
$127K 0.04%
2,332
-49
-2% -$2.67K
ASG
300
Liberty All-Star Growth Fund
ASG
$339M
$126K 0.04%
21,650
-3,859
-15% -$21.9K
10 11
12
13 14

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MAM
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LCM
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KCM
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.