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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
251
Regeneron Pharmaceuticals
REGN
$80.8B
$260K 0.06%
429
-9
-2% -$5.59K
SPYD icon
252
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$260K 0.06%
6,656
-1,862
-22% -$74.1K
ACN icon
253
Accenture
ACN
$108B
$259K 0.06%
810
+47
+6% +$15.3K
IWF icon
254
iShares Russell 1000 Growth ETF
IWF
$128B
$258K 0.06%
3,764
– –
PEP icon
255
PepsiCo
PEP
$190B
$258K 0.06%
1,717
– –
SCHG icon
256
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$252K 0.05%
13,600
-648
-5% -$12.3K
FBT icon
257
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$251K 0.05%
1,511
– –
IVW icon
258
iShares S&P 500 Growth ETF
IVW
$77.6B
$250K 0.05%
3,384
-211
-6% -$16.1K
UPS icon
259
United Parcel Service
UPS
$88.9B
$250K 0.05%
1,372
-6
-0.4% -$1.18K
EW icon
260
Edwards Lifesciences
EW
$51.7B
$249K 0.05%
2,200
-200
-8% -$22.8K
FMB icon
261
First Trust Managed Municipal ETF
FMB
$2.06B
$246K 0.05%
4,324
+633
+17% +$36.4K
RBLX icon
262
Roblox
RBLX
$27B
$239K 0.05%
3,162
+750
+31% +$61.6K
UNP icon
263
Union Pacific
UNP
$174B
$235K 0.05%
1,200
-87
-7% -$18.8K
PM icon
264
Philip Morris
PM
$295B
$234K 0.05%
2,472
-39
-2% -$3.92K
QNCX icon
265
Quince Therapeutics
QNCX
$29.5M
$234K 0.05%
+13
New +$207K
NOBL icon
266
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$232K 0.05%
5,232
-592
-10% -$27.3K
NUE icon
267
Nucor
NUE
$62.1B
$231K 0.05%
2,348
+65
+3% +$6.91K
ALGS icon
268
Aligos Therapeutics
ALGS
$34.9M
$230K 0.05%
594
– –
DVY icon
269
iShares Select Dividend ETF
DVY
$23.6B
$230K 0.05%
2,001
-25
-1% -$2.92K
ARKF icon
270
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
$229K 0.05%
4,641
-145
-3% -$7.57K
DOV icon
271
Dover
DOV
$28.4B
$229K 0.05%
1,475
– –
IWD icon
272
iShares Russell 1000 Value ETF
IWD
$83.7B
$226K 0.05%
1,447
-70
-5% -$11.2K
LEN icon
273
Lennar Class A
LEN
$21.2B
$223K 0.05%
2,459
-232
-9% -$23K
VBR icon
274
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$222K 0.05%
+1,311
New +$224K
BKNG icon
275
Booking.com
BKNG
$161B
$221K 0.05%
2,325
– –
9 10
11
12 13

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
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PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.