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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
251
Barrick Mining
B
$73.2B
$105K 0.04%
+3,725
New +$106K
NEM icon
252
Newmont
NEM
$119B
$105K 0.04%
+1,660
New +$108K
STM icon
253
STMicroelectronics
STM
$50B
$105K 0.04%
+3,425
New +$101K
VXUS icon
254
Vanguard Total International Stock ETF
VXUS
$163B
$105K 0.04%
+2,005
New +$105K
SDIV icon
255
Global X SuperDividend ETF
SDIV
$1.22B
$103K 0.03%
+3,183
New +$107K
EPD icon
256
Enterprise Products Partners
EPD
$81.7B
$102K 0.03%
+6,480
New +$114K
COF icon
257
Capital One
COF
$134B
$101K 0.03%
+1,400
New +$93.6K
FXO icon
258
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$101K 0.03%
+3,975
New +$104K
SPTI icon
259
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$101K 0.03%
+3,045
New +$101K
PCEF icon
260
Invesco CEF Income Composite ETF
PCEF
$813M
$100K 0.03%
+4,950
New +$102K
SHY icon
261
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$100K 0.03%
+1,151
New +$99.6K
CVS icon
262
CVS Health
CVS
$122B
$99K 0.03%
1,689
-1,983
-54% -$123K
FLOT icon
263
iShares Floating Rate Bond ETF
FLOT
$10.5B
$96K 0.03%
+1,902
New +$96.3K
FXG icon
264
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$96K 0.03%
+2,000
New +$96.8K
NEAR icon
265
iShares Short Maturity Bond ETF
NEAR
$4.88B
$95K 0.03%
+1,899
New +$95.1K
WORK
266
DELISTED
Slack Technologies, Inc.
WORK
$93K 0.03%
+3,461
New +$102K
VYM icon
267
Vanguard High Dividend Yield ETF
VYM
$83.5B
$92K 0.03%
+1,137
New +$93.1K
PUI icon
268
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
$91K 0.03%
+3,100
New +$93.9K
SO icon
269
Southern Company
SO
$107B
$91K 0.03%
+1,673
New +$89.4K
CGC
270
Canopy Growth
CGC
$410M
$90K 0.03%
+631
New +$106K
ATVI
271
DELISTED
Activision Blizzard
ATVI
$90K 0.03%
+1,107
New +$89.8K
FTC icon
272
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$89K 0.03%
+1,062
New +$87.2K
COP icon
273
ConocoPhillips
COP
$141B
$88K 0.03%
+2,694
New +$102K
PHM icon
274
Pultegroup
PHM
$25.3B
$88K 0.03%
+1,900
New +$81.3K
FTSL icon
275
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$87K 0.03%
+1,900
New +$87.6K
9 10
11
12 13

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.