We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$523M
AUM Growth
+$220M
Cap. Flow
+$199M
Cap. Flow %
37.97%
Top 10 Hldgs %
85.3%
Holding
1,126
New
15
Increased
16
Reduced
23
Closed
1,071

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$56.5M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$52.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$51.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$49.8M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$28.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.3M
3
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$9.26M
4
AAPL icon
Apple
AAPL
+$7.65M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 0.94%
2 Industrials 0.85%
3 Financials 0.19%
4 Real Estate 0.16%
5 Consumer Staples 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLB icon
251
Dolby
DLB
$5.71B
– –
-73
Closed -$5K
DLN icon
252
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
– –
-4,598
Closed -$228K
DLR icon
253
Digital Realty Trust
DLR
$71.3B
– –
-3,035
Closed -$394K
DLS icon
254
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
– –
-150
Closed -$10K
DNP icon
255
DNP Select Income Fund
DNP
$4.05B
– –
-4,000
Closed -$51K
DOC icon
256
Healthpeak Properties
DOC
$14.5B
– –
-426
Closed -$15K
DON icon
257
WisdomTree US MidCap Dividend Fund
DON
$4.07B
– –
-107,679
Closed -$3.91M
DOW icon
258
Dow Inc
DOW
$21.9B
– –
-1,143
Closed -$54K
DPG
259
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
– –
-82,114
Closed -$1.3M
DSI icon
260
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
– –
-1,720
Closed -$95K
DSL
261
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-78,282
Closed -$1.56M
DSU icon
262
BlackRock Debt Strategies Fund
DSU
$595M
– –
-500
Closed -$5K
DUK icon
263
Duke Energy
DUK
$96.6B
– –
-1,014
Closed -$97K
DVN icon
264
Devon Energy
DVN
$49.7B
– –
-31
Closed -$1K
DVY icon
265
iShares Select Dividend ETF
DVY
$23.5B
– –
-4,076
Closed -$416K
DVYE icon
266
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-920
Closed -$34K
DWLD icon
267
Davis Select Worldwide ETF
DWLD
$607M
– –
-1,750
Closed -$40K
DWM icon
268
WisdomTree International Equity Fund
DWM
$691M
– –
-214
Closed -$11K
DWX icon
269
State Street SPDR S&P International Dividend ETF
DWX
$528M
– –
-3,374
Closed -$131K
DXC icon
270
DXC Technology
DXC
$1.77B
– –
-14
Closed –
DXJ icon
271
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
– –
-335
Closed -$17K
OPPJ
272
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$281M
– –
-1,000
Closed -$20K
DY icon
273
Dycom Industries
DY
$12B
– –
-100
Closed -$5K
EA icon
274
Electronic Arts
EA
– –
-820
Closed -$80K
EBAY icon
275
eBay
EBAY
$48.9B
– –
-638
Closed -$25K
9 10
11
12 13

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Golden State Wealth Management held 1,126 positions worth $523M, up 73% from $303M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Golden State Wealth Management deployed $199M of net new capital in Q4 2019, opening 15 new positions and adding to 16 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.

By sector, the portfolio is most concentrated in Technology at 0.94% of assets, down from 5.7% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $28.3M trimmed.

  • Golden State Wealth Management's largest Q4 2019 buy was Schwab US Broad Market ETF: 4,608,684 shares worth $59.1M.
  • Golden State Wealth Management added most to Invesco QQQ Trust in Q4 2019, an estimated $51.2M increase.
  • Golden State Wealth Management's biggest Q4 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $28.3M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q4 2019, selling an estimated $9.26M.
  • Golden State Wealth Management's ten largest holdings make up 85% of its $523M portfolio in Q4 2019.
  • Golden State Wealth Management opened 15 new positions and closed 1,071 in Q4 2019.
  • Golden State Wealth Management's portfolio value rose 73% quarter-over-quarter to $523M.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.