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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAC icon
251
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$162K 0.05%
11,222
– –
BPL
252
DELISTED
Buckeye Partners, L.P.
BPL
$161K 0.05%
3,925
-500
-11% -$18.9K
ACN icon
253
Accenture
ACN
$101B
$160K 0.05%
870
+82
+10% +$14.7K
IVW icon
254
iShares S&P 500 Growth ETF
IVW
$77.3B
$160K 0.05%
3,588
– –
VDE icon
255
Vanguard Energy ETF
VDE
$9.91B
$159K 0.05%
1,880
-1
-0.1% -$86
USB icon
256
US Bancorp
USB
$99.6B
$158K 0.05%
3,019
+325
+12% +$16.7K
VIG icon
257
Vanguard Dividend Appreciation ETF
VIG
$114B
$158K 0.05%
1,372
-1,124
-45% -$126K
SNNA
258
DELISTED
Sienna Biopharmaceuticals, Inc.
SNNA
$157K 0.05%
180,552
– –
VOE icon
259
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$156K 0.05%
1,404
+35
+3% +$3.83K
XLE icon
260
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$156K 0.05%
4,916
-2,228
-31% -$71.3K
WBT
261
DELISTED
Welbilt, Inc.
WBT
$156K 0.05%
9,350
– –
FDX icon
262
FedEx
FDX
$73.2B
$155K 0.05%
947
+290
+44% +$50.8K
ILCB icon
263
iShares Morningstar US Equity ETF
ILCB
$1.31B
$155K 0.05%
3,768
– –
SPSM icon
264
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$155K 0.05%
5,085
-34
-0.7% -$1.03K
SPDW icon
265
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
$154K 0.05%
5,215
-148
-3% -$4.36K
MSGS icon
266
Madison Square Garden
MSGS
$9.27B
$153K 0.05%
771
+153
+25% +$32.6K
WDAY icon
267
Workday
WDAY
$40.8B
$152K 0.05%
743
-30
-4% -$6.06K
NUMG icon
268
Nuveen ESG Mid-Cap Growth ETF
NUMG
$366M
$151K 0.05%
4,508
-81
-2% -$2.62K
VCV icon
269
Invesco California Value Municipal Income Trust
VCV
$515M
$151K 0.05%
11,694
+11
+0.1% +$137
GE icon
270
GE Aerospace
GE
$391B
$149K 0.05%
2,857
+582
+26% +$28.6K
TWLO icon
271
Twilio
TWLO
$29.8B
$147K 0.05%
1,085
– –
IEF icon
272
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$146K 0.05%
1,334
+7
+0.5% +$750
CRBN icon
273
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$144K 0.05%
1,209
+31
+3% +$3.67K
GD icon
274
General Dynamics
GD
$103B
$143K 0.05%
787
+75
+11% +$12.9K
BSCL
275
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$143K 0.05%
6,757
– –
9 10
11
12 13

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.