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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
226
Schwab International Equity ETF
SCHF
$68.7B
$317K 0.07%
16,390
+526
+3% +$10.5K
APO icon
227
Apollo Global Management
APO
$73.4B
$315K 0.07%
5,117
+43
+0.8% +$2.58K
COIN icon
228
Coinbase
COIN
$40.5B
$315K 0.07%
1,386
-252
-15% -$62K
LOW icon
229
Lowe's Companies
LOW
$125B
$312K 0.07%
1,539
-37
-2% -$7.37K
NXPI icon
230
NXP Semiconductors
NXPI
$60.4B
$311K 0.07%
1,590
– –
RTX icon
231
RTX Corp
RTX
$301B
$309K 0.07%
3,594
-337
-9% -$28.8K
MCK icon
232
McKesson
MCK
$101B
$306K 0.07%
1,534
– –
INTC icon
233
Intel
INTC
$513B
$304K 0.07%
5,697
-102
-2% -$5.53K
BNDX icon
234
Vanguard Total International Bond ETF
BNDX
$82.2B
$296K 0.06%
+5,205
New +$300K
ICVT icon
235
iShares Convertible Bond ETF
ICVT
$7.35B
$296K 0.06%
2,969
+801
+37% +$80.6K
ESGE icon
236
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$289K 0.06%
6,983
-51
-0.7% -$2.18K
PPBI
237
DELISTED
Pacific Premier Bancorp
PPBI
$289K 0.06%
6,973
– –
TGT icon
238
Target
TGT
$68B
$288K 0.06%
1,258
– –
LDSF icon
239
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$287K 0.06%
14,252
+3,974
+39% +$80.4K
MSGS icon
240
Madison Square Garden
MSGS
$9.39B
$287K 0.06%
1,545
-95
-6% -$16.3K
ITB icon
241
iShares US Home Construction ETF
ITB
$2.35B
$286K 0.06%
4,317
+1,019
+31% +$71.8K
SPDW icon
242
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$285K 0.06%
7,868
– –
HYT icon
243
BlackRock Corporate High Yield Fund
HYT
$1.37B
$281K 0.06%
23,070
+192
+0.8% +$2.38K
QEFA icon
244
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$281K 0.06%
3,745
– –
O icon
245
Realty Income
O
$59.1B
$280K 0.06%
4,460
-857
-16% -$57.9K
LUV icon
246
Southwest Airlines
LUV
$23B
$277K 0.06%
5,384
+793
+17% +$40.1K
CRWD icon
247
CrowdStrike
CRWD
$218B
$270K 0.06%
4,396
+752
+21% +$48.5K
ARKW icon
248
ARK Web x.0 ETF
ARKW
$1.76B
$268K 0.06%
1,927
-136
-7% -$20.1K
WFC icon
249
Wells Fargo
WFC
$264B
$268K 0.06%
5,781
+961
+20% +$44.5K
OUNZ icon
250
VanEck Merk Gold Trust
OUNZ
$2.69B
$262K 0.06%
15,350
-12,238
-44% -$213K
8 9
10
11 12

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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.